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Institutional Investment Manager
ADVISOR GROUP, INC.
ADVISOR GROUP, INC. (CIK: 0001681115). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 4,690 holdings with a total value of $3,802,561,000.
#
Name
Shares
Value ($)
%
Options
Notes
4551 ALTISOURCE ASSET MGMT CORP 5 0 0.00%
4552 TENNANT CO 15 0 0.00%
4553 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 63 0 0.00%
4554 APPLIED INDL TECHNOLOGIES IN 20 0 0.00%
4555 MAXWELL TECHNOLOGIES INC 121 0 0.00%
4556 ABEONA THERAPEUTICS INC 1 0 0.00%
4557 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 120 0 0.00%
4558 WMI HOLDINGS CORP. 10 0 0.00%
4559 REGULUS THERAPEUTICS INC COM 211 0 0.00%
4560 ROUSE PPTYS INC 60 0 0.00%
4561 MIDCOAST ENERGY PARTNERS L P 109 0 0.00%
4562 WSFS FINL CORPORATION 18 0 0.00%
4563 EGAIN CORP 50 0 0.00%
4564 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 4,427 0 0.00%
4565 FIRST TR SR FLG RTE INCM FD 22 0 0.00%
4566 PINNACLE ENTMT INC NEW COM 77 0 0.00%
4567 MARLIN BUSINESS SVCS CORP 37 0 0.00%
4568 UNI PIXEL INC COM NEW 80 0 0.00%
4569 CHINA FIN ONLINE CO LTD 100 0 0.00%
4570 SANOFI 702 0 0.00%
4571 HANWHA Q CELL CO LTD 10 0 0.00%
4572 AMYRIS INC COM 200 0 0.00%
4573 FLAGSTAR BANCORP INC 4 0 0.00%
4574 ALPHATEC HOLDINGS INC 1,300 0 0.00%
4575 DYNAVAX TECHNOLOGIES CORP 36 0 0.00%
4576 EASTMAN KODAK CO 4 0 0.00%
4577 INTELLIA THERAPEUTICS INC 40 0 0.00%
4578 OSIRIS THERAPEUTICS INC NEW 20 0 0.00% Call
4579 CUMULUS MEDIA INC 408 0 0.00%
4580 OIL STS INTL INC 42 0 0.00%
4581 HUBSPOT INCORPORATED 14 0 0.00%
4582 UNITED STS 12 MONTH OIL FD L 24 0 0.00%
4583 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 21 0 0.00%
4584 GORMAN RUPP CO 32 0 0.00%
4585 TRIPLE-S MGMT CORP 37 0 0.00%
4586 OSIRIS THERAPEUTICS INC NEW COM 100 0 0.00%
4587 JASON INDS INC 150 0 0.00%
4588 PHH Corp 30 0 0.00%
4589 AROTECH CORP 71 0 0.00%
4590 EXTREME NETWORKS INC 206 0 0.00%
4591 STONE ENERGY CORP 1 0 0.00% PRN
4592 INGLES MKTS INC CL A 21 0 0.00%
4593 NEWCASTLE INVT CORP 200 0 0.00%
4594 COBALT INTL ENERGY INC 25 0 0.00%
4595 TOWNEBANK PORTSMOUTH VA COM 10 0 0.00%
4596 METABOLIX INC 166 0 0.00%
4597 BIOANALYTICAL SYS INC 100 0 0.00%
4598 PC-TEL INC 100 0 0.00%
4599 MRV COMMUNICATIONS INC 25 0 0.00%
4600 PROSHARES TR 12 0 0.00%
Page 92 of 94

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001681115-16-000003, filed 2016.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.