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Institutional Investment Manager
ADVISOR GROUP, INC.
ADVISOR GROUP, INC. (CIK: 0001681115). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,620 holdings with a total value of $4,158,311,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CASI PHARMACEUTICALS INC COM 130 0 0.00%
102 NEURALSTEM INC COM 1,715 0 0.00%
103 GREAT LAKES DREDGE & DOCK CO 125 0 0.00%
104 INTELLICHECK MOBILISA INC 50 0 0.00%
105 ASCENT CAP GROUP INC 4 0 0.00%
106 QUANTUM CORP COM DSSG 60 0 0.00%
107 FIBROGEN INC 24 0 0.00%
108 SECOND SIGHT MED PRODS INC 100 0 0.00%
109 ALTISOURCE ASSET MGMT CORP 5 0 0.00%
110 HUDBAY MINERALS INC 510 0 0.00%
111 SPDR INDEX SHS FDS 8 0 0.00%
112 PATRIOT TRANSN HLDG INC COM 22 0 0.00%
113 COGENTIX MED INC 260 0 0.00%
114 CUMULUS MEDIA INC 408 0 0.00%
115 INFOSONICS CORP 900 0 0.00%
116 GOLDEN STAR RES LTD CDA 500 0 0.00%
117 AMYRIS INC COM 300 0 0.00%
118 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 25 0 0.00%
119 SPDR GOLD TRUST 22 0 0.00% Call
120 CUSHING ENERGY INCOME 23 0 0.00%
121 GOLDEN ENTMT INC COM 18 0 0.00%
122 AKARI THERAPEUTICS PLC 25 0 0.00%
123 ALLEGIANT TRAVEL CO 3 0 0.00%
124 COUNTERPATH CORP 190 0 0.00%
125 AVEO PHARMACEUTICALS INC 467 0 0.00%
126 AETERNA ZENTARIS INC 13 0 0.00%
127 DIGITALGLOBE INC 1 0 0.00%
128 Internap Network Services Corp 200 0 0.00%
129 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 11 0 0.00%
130 FIRST TR SR FLG RTE INCM FD 22 0 0.00%
131 EGAIN CORP 50 0 0.00%
132 CENTURY ALUM CO 55 0 0.00%
133 ECOPETROL S A 62 0 0.00%
134 COVISINT CORP 4 0 0.00%
135 CHINA FIN ONLINE CO LTD 100 0 0.00%
136 CHOICE HOTELS INTL NEW 7 0 0.00%
137 NAVISTAR INTL CORP NEW 10 0 0.00%
138 UTSTARCOM HOLDINGS CORP SHS NEW 21 0 0.00%
139 CYREN LTD 33 0 0.00%
140 NEVADA GOLD & CASINOS INC 15 0 0.00%
141 CNA FINL CORP 11 0 0.00%
142 INTERMOLECULAR INC 200 0 0.00%
143 EARTHLINK HOLDINGS ORD 30 0 0.00%
144 ITURAN LOCATION AND CONTROL 11 0 0.00%
145 AEGEAN MARINE PETROLEUM NETW 8 0 0.00%
146 HARVEST NATURAL RESOURCES IN 287 0 0.00%
147 BARRACUDA NETWORKS INC 13 0 0.00%
148 SYNTHETIC BIOLOGICS INCORPORATED 180 0 0.00%
149 DIANA SHIPPING INC 103 0 0.00%
150 MAXPOINT INTERACTIVE INC 50 0 0.00%
Page 3 of 93

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001681115-17-000010, filed 2017.11.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.