Dark
Light
System
Security
AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 198 Institutional holders with a total value of $852,065,325.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 PineBridge Investments, L.P. 4,318 162,000 0.02%
152 BNP PARIBAS FINANCIAL MARKETS 4,204 157,188 0.02%
153 CANADA LIFE ASSURANCE Co 3,623 135,000 0.02%
154 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,532 132,000 0.02%
155 NEXT Financial Group, Inc 3,350 125,000 0.01%
156 Alpine Global Management, LLC 3,101 116,000 0.01%
157 NORDEA INVESTMENT MANAGEMENT AB 3,011 113,000 0.01%
158 Johnson Financial Group, Inc. 2,475 93,000 0.01%
159 SeaBridge Investment Advisors LLC 2,400 90,000 0.01%
160 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,261 85,000 0.01%
161 HOERTKORN RICHARD CHARLES 2,260 85,000 0.01%
162 WHITTIER TRUST CO 2,256 84,000 0.01%
163 FIRST MANHATTAN CO. LLC. 2,200 82,000 0.01%
164 D.A. DAVIDSON & CO. 2,100 78,000 0.01%
165 TRUST CO OF VERMONT 2,000 75,000 0.01%
166 BRUDERMAN ASSET MANAGEMENT, LLC 1,892 71,000 0.01%
167 PEAK6 Group LLC 1,700 64,000 0.01% Call
168 VAN ECK ASSOCIATES CORP 1,577 59,000 0.01%
169 PICTON MAHONEY ASSET MANAGEMENT 1,500 56,000 0.01% SH
170 Winslow, Evans & Crocker, Inc. 1,400 52,346 0.01%
171 CITY HOLDING CO 1,200 45,000 0.01%
172 LS Investment Advisors, LLC 1,216 45,000 0.01%
173 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,126 42,000 0.00%
174 Mercer Capital Advisers, Inc. 1,000 37,000 0.00%
175 Financial Architects, Inc 1,000 37,000 0.00%
176 Avior Wealth Management, LLC 1,000 37,000 0.00%
177 America First Investment Advisors, LLC 996 37,000 0.00%
178 Plante Moran Financial Advisors, LLC 1,000 37,000 0.00%
179 HARFST & ASSOCIATES, INC. 900 34,000 0.00%
180 FineMark National Bank & Trust 900 34,000 0.00%
181 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 900 34,000 0.00%
182 RATIONAL ADVISORS, INC. 672 25,000 0.00%
183 FIRST NATIONAL BANK SIOUX FALLS 600 22,000 0.00%
184 HUNTINGTON NATIONAL BANK 560 21,000 0.00%
185 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 419 16,000 0.00%
186 WFG Advisors, LP 404 15,000 0.00%
187 MSI Financial Services Inc 339 13,000 0.00%
188 Smithfield Trust Co 320 12,000 0.00%
189 Zurcher Kantonalbank (Zurich Cantonalbank) 285 11,000 0.00%
190 Evercore Wealth Management, LLC 200 8,000 0.00%
191 Alexandria Capital, LLC 210 8,000 0.00%
192 Sandy Spring Bank 150 6,000 0.00%
193 CENTRAL TRUST Co 150 6,000 0.00%
194 FIFTH THIRD BANCORP 136 5,000 0.00%
195 WealthTrust-Arizona, LLC 110 4,000 0.00%
196 Independent Portfolio Consultants, Inc. 80 3,000 0.00%
197 ENTERPRISE FINANCIAL SERVICES CORP 58 2,000 0.00%
198 PALLADIEM, LLC 62 2,000 0.00%
Page 4 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.