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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 3 Institutional holders with a total value of $895,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KENNEDY CAPITAL MANAGEMENT LLC 53,645 630,000 70.39%
2 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 159,000 17.77%
3 Joel Isaacson & Co., LLC 9,000 106,000 11.84%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.