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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $15,265,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERRITT CAPITAL MANAGEMENT INC 227,747 4,997,000 32.74%
2 KEELEY ASSET MANAGEMENT CORP 190,948 4,189,000 27.44%
3 WELLINGTON MANAGEMENT GROUP LLP 123,308 2,703,000 17.71%
4 U S GLOBAL INVESTORS INC 50,025 1,088,000 7.13%
5 VANGUARD GROUP INC 20,355 446,000 2.92%
6 Willow Creek Wealth Management Inc. 16,500 362,000 2.37%
7 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 296,000 1.94%
8 Arbiter Partners Capital Management LLC 12,493 274,000 1.79%
9 KORNITZER CAPITAL MANAGEMENT INC /KS 10,050 220,000 1.44%
10 ROYAL BANK OF CANADA 9,099 200,000 1.31%
11 Joel Isaacson & Co., LLC 9,000 197,000 1.29%
12 BlackRock Institutional Trust Company, N.A. 5,240 115,000 0.75%
13 MAZAMA CAPITAL MANAGEMENT INC 2,945 65,000 0.43%
14 WELLS FARGO & COMPANY/MN 2,890 63,000 0.41%
15 MORGAN STANLEY 1,710 37,000 0.24%
16 BlackRock Investment Management, LLC 595 13,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.