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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 22 Institutional holders with a total value of $14,850,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERRITT CAPITAL MANAGEMENT INC 228,979 4,637,000 31.23%
2 KEELEY ASSET MANAGEMENT CORP 133,000 2,693,000 18.13%
3 WELLINGTON MANAGEMENT GROUP LLP 123,308 2,497,000 16.81%
4 Grandeur Peak Global Advisors, LLC 69,500 1,407,000 9.47%
5 U S GLOBAL INVESTORS INC 41,025 831,000 5.60%
6 Granite Investment Partners, LLC 29,963 607,000 4.09%
7 VANGUARD GROUP INC 21,156 428,000 2.88%
8 Willow Creek Wealth Management Inc. 16,500 334,000 2.25%
9 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 273,000 1.84%
10 Arbiter Partners Capital Management LLC 12,493 253,000 1.70%
11 KORNITZER CAPITAL MANAGEMENT INC /KS 10,050 204,000 1.37%
12 Joel Isaacson & Co., LLC 9,000 182,000 1.23%
13 ROYAL BANK OF CANADA 8,790 178,000 1.20%
14 BlackRock Fund Advisors 3,975 80,000 0.54%
15 WELLS FARGO & COMPANY/MN 2,890 59,000 0.40%
16 MAZAMA CAPITAL MANAGEMENT INC 2,496 51,000 0.34%
17 MORGAN STANLEY 1,794 36,000 0.24%
18 DEUTSCHE BANK AG\ 1,400 28,000 0.19%
19 UBS Group AG 1,141 23,000 0.15%
20 Tower Research Capital LLC (TRC) 1,011 20,000 0.13%
21 BANK OF AMERICA CORP /DE/ 850 17,000 0.11%
22 BlackRock Investment Management, LLC 599 12,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.