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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $15,052,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERRITT CAPITAL MANAGEMENT INC 124,218 2,951,000 19.61%
2 WELLINGTON MANAGEMENT GROUP LLP 122,808 2,934,000 19.49%
3 Grandeur Peak Global Advisors, LLC 90,492 2,150,000 14.28%
4 Granite Investment Partners, LLC 70,738 1,680,000 11.16%
5 MALTESE CAPITAL MANAGEMENT LLC 57,500 1,366,000 9.08%
6 EAGLE GLOBAL ADVISORS LLC 28,580 679,000 4.51%
7 VANGUARD GROUP INC 23,356 558,000 3.71%
8 ROYAL BANK OF CANADA 15,909 378,000 2.51%
9 RENAISSANCE TECHNOLOGIES LLC 14,540 345,000 2.29%
10 Willow Creek Wealth Management Inc. 14,369 341,000 2.27%
11 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 321,000 2.13%
12 Arbiter Partners Capital Management LLC 12,993 309,000 2.05%
13 AMERICAN INTERNATIONAL GROUP, INC. 9,966 237,000 1.57%
14 Joel Isaacson & Co., LLC 9,000 214,000 1.42%
15 DEUTSCHE BANK AG\ 8,700 206,000 1.37%
16 BlackRock Fund Advisors 5,374 128,000 0.85%
17 MORGAN STANLEY 2,416 57,000 0.38%
18 WELLS FARGO & COMPANY/MN 2,390 57,000 0.38%
19 MAZAMA CAPITAL MANAGEMENT INC 1,905 45,000 0.30%
20 UBS Group AG 1,306 32,000 0.21%
21 PRELUDE CAPITAL MANAGEMENT, LLC 1,101 26,000 0.17%
22 BlackRock Investment Management, LLC 623 15,000 0.10%
23 ACADIAN ASSET MANAGEMENT LLC 514 12,000 0.08%
24 Tower Research Capital LLC (TRC) 232 6,000 0.04%
25 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 115 3,000 0.02%
26 Walleye Trading LLC 100 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.