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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 24 Institutional holders with a total value of $14,180,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERRITT CAPITAL MANAGEMENT INC 253,905 4,786,000 33.75%
2 WELLINGTON MANAGEMENT GROUP LLP 124,108 2,339,000 16.50%
3 Grandeur Peak Global Advisors, LLC 69,500 1,310,000 9.24%
4 MALTESE CAPITAL MANAGEMENT LLC 56,843 1,071,000 7.55%
5 Granite Investment Partners, LLC 49,829 939,000 6.62%
6 U S GLOBAL INVESTORS INC 39,025 724,000 5.11%
7 VANGUARD GROUP INC 23,156 436,000 3.07%
8 KEELEY ASSET MANAGEMENT CORP 20,671 390,000 2.75%
9 EAGLE GLOBAL ADVISORS LLC 19,350 365,000 2.57%
10 Willow Creek Wealth Management Inc. 16,500 311,000 2.19%
11 ROYAL BANK OF CANADA 16,307 307,000 2.17%
12 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 254,000 1.79%
13 Arbiter Partners Capital Management LLC 12,493 235,000 1.66%
14 KORNITZER CAPITAL MANAGEMENT INC /KS 10,750 203,000 1.43%
15 Joel Isaacson & Co., LLC 9,000 170,000 1.20%
16 BlackRock Fund Advisors 4,523 85,000 0.60%
17 DEUTSCHE BANK AG\ 4,151 77,000 0.54%
18 WELLS FARGO & COMPANY/MN 2,390 45,000 0.32%
19 MAZAMA CAPITAL MANAGEMENT INC 2,256 43,000 0.30%
20 MORGAN STANLEY 1,577 30,000 0.21%
21 UBS Group AG 1,399 26,000 0.18%
22 Tower Research Capital LLC (TRC) 1,225 23,000 0.16%
23 BlackRock Investment Management, LLC 599 11,000 0.08%
24 CITIGROUP INC 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.