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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 48 Institutional holders with a total value of $29,679,286.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 72 2,286 0.01%
2 BlackRock Finance, Inc. 198 6,000 0.02%
3 ADVISOR GROUP, INC. 200 6,000 0.02%
4 Legal & General Group Plc 467 15,000 0.05%
5 FULLER & THALER ASSET MANAGEMENT, INC. 700 22,000 0.07%
6 WELLS FARGO & COMPANY/MN 1,201 38,000 0.13%
7 BLACKROCK ADVISORS LLC 1,215 39,000 0.13%
8 UBS Group AG 1,621 51,000 0.17%
9 PANAGORA ASSET MANAGEMENT INC 1,608 51,000 0.17%
10 AMERICAN INTERNATIONAL GROUP, INC. 1,660 53,000 0.18%
11 RUSSELL INVESTMENTS GROUP, LTD. 1,667 53,000 0.18%
12 Nationwide Fund Advisors 1,821 58,000 0.20%
13 Ashmore Group plc 1,990 63,000 0.21%
14 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,921 93,000 0.31%
15 NEW YORK STATE COMMON RETIREMENT FUND 3,000 95,000 0.32%
16 MIDAS MANAGEMENT CORP 3,000 95,000 0.32%
17 JPMORGAN CHASE & CO 3,982 126,000 0.42%
18 STRS OHIO 4,900 155,000 0.52%
19 CITIGROUP INC 5,795 184,000 0.62%
20 TEACHERS ADVISORS, LLC 5,788 184,000 0.62%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 5,948 189,000 0.64%
22 Arbiter Partners Capital Management LLC 6,493 206,000 0.69%
23 Joel Isaacson & Co., LLC 9,000 286,000 0.96%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 9,139 290,000 0.98%
25 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 9,204 291,000 0.98%
26 ROYAL BANK OF CANADA 9,935 316,000 1.06%
27 DEUTSCHE BANK AG\ 10,299 326,000 1.10%
28 Bank of New York Mellon Corp 10,543 335,000 1.13%
29 BlackRock Investment Management, LLC 10,850 344,000 1.16%
30 GEODE CAPITAL MANAGEMENT, LLC 11,539 366,000 1.23%
31 BRIDGEWAY CAPITAL MANAGEMENT, LLC 12,400 394,000 1.33%
32 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 429,000 1.45%
33 DIMENSIONAL FUND ADVISORS LP 14,018 445,000 1.50%
34 Willow Creek Wealth Management Inc. 14,369 456,000 1.54%
35 BANK OF AMERICA CORP /DE/ 16,577 527,000 1.78%
36 Grandeur Peak Global Advisors, LLC 19,010 604,000 2.04%
37 MORGAN STANLEY 21,438 680,000 2.29%
38 BlackRock Institutional Trust Company, N.A. 23,977 761,000 2.56%
39 NORTHERN TRUST CORP 28,594 907,000 3.06%
40 STATE STREET CORP 32,740 1,040,000 3.50%
41 Ativo Capital Management LLC 34,990 1,111,000 3.74%
42 RENAISSANCE TECHNOLOGIES LLC 36,100 1,146,000 3.86%
43 Granite Investment Partners, LLC 46,207 1,467,000 4.94%
44 MALTESE CAPITAL MANAGEMENT LLC 62,804 1,994,000 6.72%
45 VANGUARD GROUP INC 75,204 2,387,000 8.04%
46 BlackRock Fund Advisors 93,424 2,966,000 9.99%
47 WELLINGTON MANAGEMENT GROUP LLP 124,093 3,940,000 13.28%
48 PERRITT CAPITAL MANAGEMENT INC 128,728 4,087,000 13.77%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.