| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 4,785,804 | 38,861,000 | 13.34% | ||
| 2 | Karpus Management, Inc. | 4,337,579 | 35,221,000 | 12.09% | ||
| 3 | MORGAN STANLEY | 3,454,963 | 28,055,000 | 9.63% | ||
| 4 | Invesco Ltd. | 2,635,046 | 21,396,000 | 7.35% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 2,421,225 | 19,660,000 | 6.75% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,174,001 | 17,654,000 | 6.06% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,838,960 | 14,932,000 | 5.13% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 1,361,540 | 11,058,000 | 3.80% | ||
| 9 | Richard C. Young & CO., LTD. | 1,341 | 10,887,000 | 3.74% | SH | |
| 10 | 1832 Asset Management L.P. | 1,170,000 | 9,491,000 | 3.26% | ||
| 11 | OAK HILL ADVISORS LP | 1,042,746 | 8,467,000 | 2.91% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 1,013,454 | 8,230,000 | 2.83% | ||
| 13 | ROYAL BANK OF CANADA | 880,167 | 7,146,000 | 2.45% | ||
| 14 | 1607 Capital Partners, LLC | 755,414 | 6,134,000 | 2.11% | ||
| 15 | LPL Financial LLC | 669,827 | 5,439,000 | 1.87% | ||
| 16 | UBS Group AG | 652,695 | 5,300,000 | 1.82% | ||
| 17 | Advisors Asset Management, Inc. | 479,288 | 3,892,000 | 1.34% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 467,994 | 3,800,000 | 1.30% | ||
| 19 | CONNING INC. | 361,979 | 2,939,000 | 1.01% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 332,324 | 2,698,000 | 0.93% | ||
| 21 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 195,284 | 1,585,000 | 0.54% | ||
| 22 | Independence Trust CO | 194,816 | 1,582,000 | 0.54% | ||
| 23 | WealthTrust Axiom LLC | 182,422 | 1,481,000 | 0.51% | ||
| 24 | DOLIVER ADVISORS, LP | 170,646 | 1,385,000 | 0.48% | ||
| 25 | AQR CAPITAL MANAGEMENT LLC | 170,285 | 1,383,000 | 0.47% | ||
| 26 | B. Riley Wealth Advisors, Inc. | 28,091 | 1,248,000 | 0.43% | ||
| 27 | Index Management Solutions, LLC | 147,788 | 1,200,000 | 0.41% | ||
| 28 | Robert W. Baird & Co. Inc | 138,935 | 1,128,000 | 0.39% | ||
| 29 | STIFEL FINANCIAL CORP | 129,872 | 1,055,000 | 0.36% | ||
| 30 | Wharton Business Group, LLC | 110,480 | 897,000 | 0.31% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 106,784 | 866,000 | 0.30% | ||
| 32 | Commonwealth Equity Services, Inc | 89,674 | 728,000 | 0.25% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 85,583 | 694,934 | 0.24% | ||
| 34 | RAYMOND JAMES TRUST N.A. | 79,063 | 642,000 | 0.22% | ||
| 35 | FIRST TRUST ADVISORS LP | 77,287 | 628,000 | 0.22% | ||
| 36 | CSS LLC/IL | 74,837 | 608,000 | 0.21% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 74,330 | 604,000 | 0.21% | ||
| 38 | GOLDMAN SACHS GROUP INC | 67,438 | 548,000 | 0.19% | ||
| 39 | Brick & Kyle, Associates | 67,308 | 547,000 | 0.19% | ||
| 40 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,220 | 538,000 | 0.18% | ||
| 41 | Dana Investment Advisors, Inc. | 65,343 | 531,000 | 0.18% | ||
| 42 | Shaker Financial Services, LLC | 64,691 | 525,000 | 0.18% | ||
| 43 | NORTHERN TRUST CORP | 56,403 | 458,000 | 0.16% | ||
| 44 | TFS CAPITAL LLC | 50,039 | 406,000 | 0.14% | ||
| 45 | CAHILL FINANCIAL ADVISORS INC | 46,607 | 379,000 | 0.13% | ||
| 46 | Concert Wealth Management Inc. | 45,329 | 365,000 | 0.13% | ||
| 47 | Janney Montgomery Scott LLC | 44,538 | 361,651 | 0.12% | ||
| 48 | KING INVESTMENT ADVISORS INC/TX | 41,637 | 338,000 | 0.12% | ||
| 49 | HighTower Advisors, LLC | 39,930 | 324,000 | 0.11% | ||
| 50 | DEUTSCHE BANK AG\ | 35,450 | 287,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
