| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 4,749,962 | 38,997,000 | 13.70% | ||
| 2 | Karpus Management, Inc. | 4,210,461 | 34,568,000 | 12.14% | ||
| 3 | MORGAN STANLEY | 3,399,180 | 27,907,000 | 9.80% | ||
| 4 | Invesco Ltd. | 2,627,846 | 21,574,000 | 7.58% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 2,494,346 | 20,479,000 | 7.19% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,382,876 | 19,563,000 | 6.87% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,016,335 | 16,554,000 | 5.81% | ||
| 8 | Richard C. Young & CO., LTD. | 1,369,980 | 11,248,000 | 3.95% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 1,367,004 | 11,224,000 | 3.94% | ||
| 10 | 1832 Asset Management L.P. | 1,211,601 | 9,962,000 | 3.50% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 1,096,789 | 9,004,000 | 3.16% | ||
| 12 | ROYAL BANK OF CANADA | 867,133 | 7,120,000 | 2.50% | ||
| 13 | 1607 Capital Partners, LLC | 716,514 | 5,883,000 | 2.07% | ||
| 14 | LPL Financial LLC | 691,826 | 5,666,000 | 1.99% | ||
| 15 | UBS Group AG | 653,050 | 5,362,000 | 1.88% | ||
| 16 | Advisors Asset Management, Inc. | 599,178 | 4,919,000 | 1.73% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 402,389 | 3,304,000 | 1.16% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 376,947 | 3,095,000 | 1.09% | ||
| 19 | CONNING INC. | 375,506 | 3,083,000 | 1.08% | ||
| 20 | Independence Trust CO | 189,787 | 1,558,000 | 0.55% | ||
| 21 | WealthTrust Axiom LLC | 187,288 | 1,537,000 | 0.54% | ||
| 22 | STIFEL FINANCIAL CORP | 172,940 | 1,420,000 | 0.50% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 163,776 | 1,345,000 | 0.47% | ||
| 24 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 140,779 | 1,155,000 | 0.41% | ||
| 25 | Robert W. Baird & Co. Inc | 137,042 | 1,125,000 | 0.40% | ||
| 26 | Wharton Business Group, LLC | 110,480 | 907,000 | 0.32% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 103,515 | 850,000 | 0.30% | ||
| 28 | POINTE CAPITAL MANAGEMENT LLC | 97,825 | 803,000 | 0.28% | ||
| 29 | Commonwealth Equity Services, Inc | 91,447 | 751,000 | 0.26% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 89,693 | 736,376 | 0.26% | ||
| 31 | RAYMOND JAMES TRUST N.A. | 79,813 | 655,000 | 0.23% | ||
| 32 | FIRST TRUST ADVISORS LP | 78,652 | 646,000 | 0.23% | ||
| 33 | CSS LLC/IL | 75,867 | 623,000 | 0.22% | ||
| 34 | SHEPHERD KAPLAN KROCHUK, LLC | 74,330 | 610,000 | 0.21% | ||
| 35 | Dana Investment Advisors, Inc. | 70,350 | 578,000 | 0.20% | ||
| 36 | Brick & Kyle, Associates | 67,308 | 553,000 | 0.19% | ||
| 37 | J.P. Morgan Private Wealth Advisors LLC | 51,091 | 419,000 | 0.15% | ||
| 38 | NORTHERN TRUST CORP | 50,545 | 415,000 | 0.15% | ||
| 39 | CAHILL FINANCIAL ADVISORS INC | 46,607 | 383,000 | 0.13% | ||
| 40 | Concert Wealth Management Inc. | 45,329 | 359,000 | 0.13% | ||
| 41 | KING INVESTMENT ADVISORS INC/TX | 41,637 | 340,000 | 0.12% | ||
| 42 | HighTower Advisors, LLC | 40,078 | 329,000 | 0.12% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,208 | 321,000 | 0.11% | ||
| 44 | Janney Montgomery Scott LLC | 36,589 | 300,000 | 0.11% | ||
| 45 | DEUTSCHE BANK AG\ | 35,950 | 295,000 | 0.10% | ||
| 46 | GOLDMAN SACHS GROUP INC | 35,749 | 293,000 | 0.10% | ||
| 47 | Bank of New York Mellon Corp | 34,517 | 283,000 | 0.10% | ||
| 48 | SHUFRO ROSE & CO LLC | 33,385 | 274,000 | 0.10% | ||
| 49 | Steinberg Global Asset Management | 32,908 | 270,000 | 0.09% | ||
| 50 | Capital Investment Advisors, LLC | 30,782 | 253,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
