| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 4,877,985 | 35,121,000 | 12.85% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,564,908 | 32,867,000 | 12.02% | ||
| 3 | MORGAN STANLEY | 3,356,226 | 24,165,000 | 8.84% | ||
| 4 | Invesco Ltd. | 2,900,604 | 20,885,000 | 7.64% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,544,659 | 18,322,000 | 6.70% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,476,881 | 17,834,000 | 6.52% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 2,427,378 | 17,477,000 | 6.39% | ||
| 8 | Richard C. Young & CO., LTD. | 1,362,347 | 9,809,000 | 3.59% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,245,937 | 8,970,000 | 3.28% | ||
| 10 | 1832 Asset Management L.P. | 1,233,563 | 8,915,000 | 3.26% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 1,055,985 | 7,604,000 | 2.78% | ||
| 12 | ROYAL BANK OF CANADA | 833,086 | 5,998,000 | 2.19% | ||
| 13 | UBS Group AG | 733,614 | 5,282,000 | 1.93% | ||
| 14 | 1607 Capital Partners, LLC | 708,572 | 5,102,000 | 1.87% | ||
| 15 | LPL Financial LLC | 648,689 | 4,761,000 | 1.74% | ||
| 16 | Advisors Asset Management, Inc. | 590,954 | 4,255,000 | 1.56% | ||
| 17 | BANK OF NOVA SCOTIA | 485,711 | 3,490,000 | 1.28% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 426,255 | 3,069,000 | 1.12% | ||
| 19 | Shaker Financial Services, LLC | 410,432 | 2,955,000 | 1.08% | ||
| 20 | DOLIVER ADVISORS, LP | 409,575 | 2,949,000 | 1.08% | ||
| 21 | CONNING INC. | 388,846 | 2,800,000 | 1.02% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 378,769 | 2,727,000 | 1.00% | ||
| 23 | STIFEL FINANCIAL CORP | 307,936 | 2,216,000 | 0.81% | ||
| 24 | ROBLE, BELKO & COMPANY, INC | 264,622 | 1,905,000 | 0.70% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 227,698 | 1,641,000 | 0.60% | ||
| 26 | NINE MASTS CAPITAL Ltd | 217,800 | 1,570,000 | 0.57% | ||
| 27 | WealthTrust Axiom LLC | 181,973 | 1,310,000 | 0.48% | ||
| 28 | Virtu KCG Holdings LLC | 161,873 | 1,165,000 | 0.43% | ||
| 29 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 134,000 | 965,000 | 0.35% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 130,179 | 937,000 | 0.34% | ||
| 31 | CITIGROUP INC | 124,559 | 897,000 | 0.33% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 122,620 | 883,000 | 0.32% | ||
| 33 | BAIRD FINANCIAL GROUP, INC. | 122,111 | 879,000 | 0.32% | ||
| 34 | RAYMOND JAMES TRUST N.A. | 112,810 | 812,000 | 0.30% | ||
| 35 | Wharton Business Group, LLC | 110,480 | 795,000 | 0.29% | ||
| 36 | Independence Trust CO | 101,323 | 730,000 | 0.27% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 88,658 | 639,000 | 0.23% | ||
| 38 | Commonwealth Equity Services, Inc | 81,631 | 588,000 | 0.22% | ||
| 39 | POINTE CAPITAL MANAGEMENT LLC | 81,525 | 587,000 | 0.21% | ||
| 40 | CSS LLC/IL | 78,120 | 562,000 | 0.21% | ||
| 41 | SHEPHERD KAPLAN KROCHUK, LLC | 74,330 | 535,000 | 0.20% | ||
| 42 | Brick & Kyle, Associates | 63,535 | 457,000 | 0.17% | ||
| 43 | Bank of New York Mellon Corp | 59,784 | 430,000 | 0.16% | ||
| 44 | J.P. Morgan Private Wealth Advisors LLC | 51,091 | 368,000 | 0.13% | ||
| 45 | NORTHERN TRUST CORP | 50,904 | 367,000 | 0.13% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 48,440 | 349,000 | 0.13% | ||
| 47 | WEDBUSH SECURITIES INC | 46,981 | 338,000 | 0.12% | ||
| 48 | CAHILL FINANCIAL ADVISORS INC | 44,051 | 318,000 | 0.12% | ||
| 49 | Janney Montgomery Scott LLC | 43,347 | 312,000 | 0.11% | ||
| 50 | Concert Wealth Management Inc. | 42,349 | 304,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
