| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 661,412 | 10,021,000 | 34.13% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 313,825 | 4,754,000 | 16.19% | ||
| 3 | Invesco Ltd. | 218,189 | 3,306,000 | 11.26% | ||
| 4 | Advisors Asset Management, Inc. | 173,233 | 2,624,000 | 8.94% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 123,958 | 1,878,000 | 6.40% | ||
| 6 | UBS AG | 94,073 | 1,425,000 | 4.85% | ||
| 7 | WELLS FARGO & COMPANY/MN | 73,035 | 1,106,000 | 3.77% | ||
| 8 | HighTower Advisors, LLC | 64,713 | 980,000 | 3.34% | ||
| 9 | GOLDMAN SACHS GROUP INC | 61,802 | 936,000 | 3.19% | ||
| 10 | LPL Financial LLC | 31,382 | 480,000 | 1.63% | ||
| 11 | CIBC Private Wealth Group LLC | 24,504 | 371,000 | 1.26% | ||
| 12 | MACKAY SHIELDS LLC | 18,773 | 284,000 | 0.97% | ||
| 13 | WHITTIER TRUST CO | 17,305 | 262,000 | 0.89% | ||
| 14 | Dalton Investments, Inc. | 13,513 | 205,000 | 0.70% | ||
| 15 | DOLIVER ADVISORS, LP | 11,592 | 176,000 | 0.60% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,731 | 163,000 | 0.56% | ||
| 17 | Apriem Advisors | 9,800 | 148,000 | 0.50% | ||
| 18 | REILLY FINANCIAL ADVISORS, LLC | 7,493 | 114,000 | 0.39% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 5,064 | 76,716 | 0.26% | ||
| 20 | ROYAL BANK OF CANADA | 1,393 | 21,000 | 0.07% | ||
| 21 | D.A. DAVIDSON & CO. | 1,300 | 19,000 | 0.06% | ||
| 22 | AMERIPRISE FINANCIAL INC | 650 | 10,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
