| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 400,699 | 6,339,000 | 23.22% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 313,254 | 4,956,000 | 18.16% | ||
| 3 | Invesco Ltd. | 269,621 | 4,265,000 | 15.62% | ||
| 4 | Advisors Asset Management, Inc. | 213,792 | 3,382,000 | 12.39% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 132,468 | 2,096,000 | 7.68% | ||
| 6 | UBS Group AG | 84,739 | 1,341,000 | 4.91% | ||
| 7 | LPL Financial LLC | 80,390 | 1,286,000 | 4.71% | ||
| 8 | Laurion Capital Management LP | 75,478 | 1,194,000 | 4.37% | ||
| 9 | WELLS FARGO & COMPANY/MN | 33,399 | 528,000 | 1.93% | ||
| 10 | WHITTIER TRUST CO | 25,908 | 410,000 | 1.50% | ||
| 11 | CIBC Private Wealth Group LLC | 24,434 | 387,000 | 1.42% | ||
| 12 | INTEGRATED WEALTH MANAGEMENT | 16,281 | 258,000 | 0.95% | ||
| 13 | Montecito Bank & Trust | 13,000 | 206,000 | 0.75% | ||
| 14 | GIRARD SECURITIES, INC. | 12,361 | 196,000 | 0.72% | ||
| 15 | Apriem Advisors | 10,200 | 161,000 | 0.59% | ||
| 16 | REILLY FINANCIAL ADVISORS, LLC | 7,927 | 125,000 | 0.46% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,140 | 81,000 | 0.30% | ||
| 18 | ROYAL BANK OF CANADA | 2,344 | 37,000 | 0.14% | ||
| 19 | IFP ADVISORS, INC | 1,522 | 24,000 | 0.09% | ||
| 20 | D.A. DAVIDSON & CO. | 1,300 | 20,000 | 0.07% | ||
| 21 | Creative Planning | 300 | 5,000 | 0.02% | ||
| 22 | BARCLAYS PLC | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
