| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 407,341 | 6,147,000 | 20.24% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 406,617 | 6,136,000 | 20.21% | ||
| 3 | Advisors Asset Management, Inc. | 286,960 | 4,330,000 | 14.26% | ||
| 4 | Invesco Ltd. | 274,119 | 4,136,000 | 13.62% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 270,300 | 4,079,000 | 13.43% | ||
| 6 | UBS Group AG | 102,725 | 1,550,000 | 5.10% | ||
| 7 | Karp Capital Management Corp | 74,282 | 1,121,000 | 3.69% | ||
| 8 | LPL Financial LLC | 33,575 | 510,000 | 1.68% | ||
| 9 | WELLS FARGO & COMPANY/MN | 32,212 | 487,000 | 1.60% | ||
| 10 | CIBC Private Wealth Group LLC | 24,504 | 370,000 | 1.22% | ||
| 11 | WHITTIER TRUST CO | 17,305 | 261,000 | 0.86% | ||
| 12 | INTEGRATED WEALTH MANAGEMENT | 16,281 | 246,000 | 0.81% | ||
| 13 | GOLDMAN SACHS GROUP INC | 14,396 | 217,000 | 0.71% | ||
| 14 | DOLIVER ADVISORS, LP | 12,598 | 190,000 | 0.63% | ||
| 15 | Montecito Bank & Trust | 10,000 | 158,000 | 0.52% | ||
| 16 | Apriem Advisors | 10,200 | 154,000 | 0.51% | ||
| 17 | REILLY FINANCIAL ADVISORS, LLC | 7,751 | 117,000 | 0.39% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,314 | 65,000 | 0.21% | ||
| 19 | ROYAL BANK OF CANADA | 2,344 | 35,000 | 0.12% | ||
| 20 | CITIGROUP INC | 1,606 | 24,000 | 0.08% | ||
| 21 | D.A. DAVIDSON & CO. | 1,300 | 19,000 | 0.06% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 878 | 13,246 | 0.04% | ||
| 23 | Allworth Financial LP | 8 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
