| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 752,262 | 11,622,000 | 37.47% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 299,615 | 4,631,000 | 14.93% | ||
| 3 | Invesco Ltd. | 253,905 | 3,923,000 | 12.65% | ||
| 4 | Advisors Asset Management, Inc. | 215,949 | 3,336,000 | 10.75% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 113,720 | 1,757,000 | 5.66% | ||
| 6 | UBS Group AG | 96,437 | 1,490,000 | 4.80% | ||
| 7 | GOLDMAN SACHS GROUP INC | 59,225 | 915,000 | 2.95% | ||
| 8 | HighTower Advisors, LLC | 49,713 | 768,000 | 2.48% | ||
| 9 | WELLS FARGO & COMPANY/MN | 42,357 | 654,000 | 2.11% | ||
| 10 | LPL Financial LLC | 32,056 | 495,000 | 1.60% | ||
| 11 | CIBC Private Wealth Group LLC | 24,504 | 379,000 | 1.22% | ||
| 12 | MACKAY SHIELDS LLC | 18,773 | 290,000 | 0.93% | ||
| 13 | WHITTIER TRUST CO | 17,305 | 267,000 | 0.86% | ||
| 14 | Apriem Advisors | 9,800 | 151,000 | 0.49% | ||
| 15 | REILLY FINANCIAL ADVISORS, LLC | 7,581 | 117,000 | 0.38% | ||
| 16 | ROYAL BANK OF CANADA | 6,591 | 102,000 | 0.33% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 5,064 | 78,235 | 0.25% | ||
| 18 | NATIONAL PLANNING CORP | 1,500 | 23,610 | 0.08% | ||
| 19 | D.A. DAVIDSON & CO. | 1,300 | 20,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
