| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 408,683 | 6,474,000 | 21.99% | ||
| 2 | MORGAN STANLEY | 319,580 | 5,062,000 | 17.20% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 301,090 | 4,770,000 | 16.20% | ||
| 4 | Advisors Asset Management, Inc. | 278,115 | 4,405,000 | 14.96% | ||
| 5 | Invesco Ltd. | 264,656 | 4,192,000 | 14.24% | ||
| 6 | UBS Group AG | 88,781 | 1,406,000 | 4.78% | ||
| 7 | LPL Financial LLC | 42,075 | 674,000 | 2.29% | ||
| 8 | WELLS FARGO & COMPANY/MN | 34,758 | 550,000 | 1.87% | ||
| 9 | CIBC Private Wealth Group LLC | 28,804 | 456,000 | 1.55% | ||
| 10 | WHITTIER TRUST CO | 17,305 | 274,000 | 0.93% | ||
| 11 | INTEGRATED WEALTH MANAGEMENT | 16,281 | 258,000 | 0.88% | ||
| 12 | Concert Wealth Management Inc. | 16,000 | 253,000 | 0.86% | ||
| 13 | Montecito Bank & Trust | 13,000 | 206,000 | 0.70% | ||
| 14 | Apriem Advisors | 10,200 | 162,000 | 0.55% | ||
| 15 | REILLY FINANCIAL ADVISORS, LLC | 7,840 | 124,000 | 0.42% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,314 | 68,000 | 0.23% | ||
| 17 | ROYAL BANK OF CANADA | 2,344 | 37,000 | 0.13% | ||
| 18 | CITIGROUP INC | 1,614 | 26,000 | 0.09% | ||
| 19 | FIFTH THIRD BANCORP | 1,279 | 20,000 | 0.07% | ||
| 20 | D.A. DAVIDSON & CO. | 1,300 | 20,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
