| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 448,012 | 7,805,000 | 28.00% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 347,867 | 6,060,000 | 21.74% | ||
| 3 | Invesco Ltd. | 237,796 | 4,142,000 | 14.86% | ||
| 4 | Advisors Asset Management, Inc. | 152,294 | 2,653,000 | 9.52% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 133,293 | 2,322,000 | 8.33% | ||
| 6 | WELLS FARGO & COMPANY/MN | 45,844 | 799,000 | 2.87% | ||
| 7 | UBS Group AG | 45,542 | 793,000 | 2.84% | ||
| 8 | LPL Financial LLC | 40,820 | 722,000 | 2.59% | ||
| 9 | WHITTIER TRUST CO | 25,908 | 451,000 | 1.62% | ||
| 10 | CIBC Private Wealth Group LLC | 24,434 | 426,000 | 1.53% | ||
| 11 | INTEGRATED WEALTH MANAGEMENT | 16,281 | 284,000 | 1.02% | ||
| 12 | ROYAL BANK OF CANADA | 16,098 | 281,000 | 1.01% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 12,953 | 226,000 | 0.81% | ||
| 14 | Montecito Bank & Trust | 13,000 | 226,000 | 0.81% | ||
| 15 | GIRARD SECURITIES, INC. | 12,638 | 220,000 | 0.79% | ||
| 16 | Apriem Advisors | 10,450 | 182,000 | 0.65% | ||
| 17 | REILLY FINANCIAL ADVISORS, LLC | 8,153 | 142,000 | 0.51% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,184 | 90,000 | 0.32% | ||
| 19 | D.A. DAVIDSON & CO. | 1,300 | 22,000 | 0.08% | ||
| 20 | US BANCORP \DE\ | 850 | 15,000 | 0.05% | ||
| 21 | IFP ADVISORS, INC | 700 | 12,000 | 0.04% | ||
| 22 | WOLVERINE TRADING LP /BD | 44 | 766 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
