| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 426,795 | 5,540,000 | 27.07% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 341,520 | 4,434,000 | 21.67% | ||
| 3 | WELLS FARGO & COMPANY/MN | 118,300 | 1,535,000 | 7.50% | ||
| 4 | ROYAL BANK OF CANADA | 102,189 | 1,326,000 | 6.48% | ||
| 5 | Invesco Ltd. | 90,557 | 1,175,000 | 5.74% | ||
| 6 | GOLDMAN SACHS GROUP INC | 75,800 | 984,000 | 4.81% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 68,563 | 890,000 | 4.35% | ||
| 8 | Horizon Kinetics LLC | 53,165 | 690,000 | 3.37% | ||
| 9 | UBS AG | 50,047 | 650,000 | 3.18% | ||
| 10 | PINNACLE ASSOCIATES LTD | 43,203 | 561,000 | 2.74% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 42,800 | 556,000 | 2.72% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 26,425 | 343,000 | 1.68% | ||
| 13 | SHUFRO ROSE & CO LLC | 25,500 | 330,000 | 1.61% | ||
| 14 | HighTower Advisors, LLC | 24,726 | 321,000 | 1.57% | ||
| 15 | LPL Financial LLC | 15,954 | 207,000 | 1.01% | ||
| 16 | CREDIT SUISSE AG/ | 12,200 | 158,000 | 0.77% | ||
| 17 | FRANKLIN RESOURCES INC | 11,733 | 152,000 | 0.74% | ||
| 18 | Private Advisor Group, LLC | 11,450 | 149,000 | 0.73% | ||
| 19 | Argentus Capital Management, LLC | 10,328 | 134,000 | 0.65% | ||
| 20 | CITIGROUP INC | 8,181 | 107,000 | 0.52% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,681 | 61,000 | 0.30% | ||
| 22 | THOMPSON SIEGEL & WALMSLEY LLC | 4,000 | 52,000 | 0.25% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 3,140 | 40,757 | 0.20% | ||
| 24 | DEUTSCHE BANK AG\ | 1,900 | 24,000 | 0.12% | ||
| 25 | Focused Wealth Management, Inc | 1,207 | 16,000 | 0.08% | ||
| 26 | Kistler-Tiffany Companies, LLC | 824 | 11,000 | 0.05% | ||
| 27 | FEDERATED HERMES, INC. | 805 | 10,000 | 0.05% | ||
| 28 | Tower Research Capital LLC (TRC) | 500 | 6,000 | 0.03% | ||
| 29 | MSI Financial Services Inc | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
