| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 621,955 | 8,136,000 | 35.64% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 263,047 | 3,440,000 | 15.07% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 203,932 | 2,668,000 | 11.69% | ||
| 4 | ROYAL BANK OF CANADA | 119,714 | 1,566,000 | 6.86% | ||
| 5 | WELLS FARGO & COMPANY/MN | 109,185 | 1,429,000 | 6.26% | ||
| 6 | UBS Group AG | 106,529 | 1,393,000 | 6.10% | ||
| 7 | Invesco Ltd. | 81,851 | 1,071,000 | 4.69% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 42,800 | 560,000 | 2.45% | ||
| 9 | Horizon Kinetics LLC | 22,706 | 297,000 | 1.30% | ||
| 10 | LPL Financial LLC | 22,433 | 295,000 | 1.29% | ||
| 11 | SHUFRO ROSE & CO LLC | 20,000 | 261,000 | 1.14% | ||
| 12 | TIAA CREF TRUST CO FSB/MO | 18,489 | 242,000 | 1.06% | ||
| 13 | Private Advisor Group, LLC | 17,039 | 223,000 | 0.98% | ||
| 14 | FIRST MANHATTAN CO. LLC. | 14,620 | 191,000 | 0.84% | ||
| 15 | CREDIT SUISSE AG/ | 12,200 | 160,000 | 0.70% | ||
| 16 | FRANKLIN RESOURCES INC | 11,733 | 153,000 | 0.67% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,708 | 153,000 | 0.67% | ||
| 18 | USCA RIA LLC | 10,418 | 136,000 | 0.60% | ||
| 19 | King Wealth Management Group | 10,064 | 132,000 | 0.58% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,698 | 101,000 | 0.44% | ||
| 21 | DEUTSCHE BANK AG\ | 7,000 | 91,000 | 0.40% | ||
| 22 | Creative Planning | 3,042 | 40,000 | 0.18% | ||
| 23 | THOMPSON SIEGEL & WALMSLEY LLC | 2,875 | 38,000 | 0.17% | ||
| 24 | CITIGROUP INC | 1,715 | 22,000 | 0.10% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 13,000 | 0.06% | ||
| 26 | MSI Financial Services Inc | 756 | 10,000 | 0.04% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 673 | 9,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
