| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 643,841 | 8,614,000 | 33.91% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 281,417 | 3,764,000 | 14.82% | ||
| 3 | ROYAL BANK OF CANADA | 125,078 | 1,674,000 | 6.59% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 124,771 | 1,669,000 | 6.57% | ||
| 5 | WELLS FARGO & COMPANY/MN | 118,111 | 1,580,000 | 6.22% | ||
| 6 | Invesco Ltd. | 94,940 | 1,270,000 | 5.00% | ||
| 7 | UBS Group AG | 80,456 | 1,077,000 | 4.24% | ||
| 8 | GOLDMAN SACHS GROUP INC | 75,498 | 1,010,000 | 3.98% | ||
| 9 | PINNACLE ASSOCIATES LTD | 46,574 | 623,000 | 2.45% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 42,800 | 573,000 | 2.26% | ||
| 11 | LPL Financial LLC | 32,933 | 443,000 | 1.74% | ||
| 12 | HighTower Advisors, LLC | 26,425 | 354,000 | 1.39% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 26,385 | 353,000 | 1.39% | ||
| 14 | Horizon Kinetics LLC | 24,406 | 327,000 | 1.29% | ||
| 15 | Private Advisor Group, LLC | 23,789 | 318,000 | 1.25% | ||
| 16 | DOLIVER ADVISORS, LP | 21,666 | 290,000 | 1.14% | ||
| 17 | SHUFRO ROSE & CO LLC | 20,000 | 267,000 | 1.05% | ||
| 18 | Karpus Management, Inc. | 17,811 | 238,000 | 0.94% | ||
| 19 | TFS CAPITAL LLC | 15,080 | 202,000 | 0.80% | ||
| 20 | CREDIT SUISSE AG/ | 12,200 | 163,000 | 0.64% | ||
| 21 | FRANKLIN RESOURCES INC | 11,733 | 157,000 | 0.62% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,391 | 139,000 | 0.55% | ||
| 23 | DEUTSCHE BANK AG\ | 7,000 | 93,000 | 0.37% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 3,140 | 42,013 | 0.17% | ||
| 25 | Creative Planning | 3,042 | 41,000 | 0.16% | ||
| 26 | THOMPSON SIEGEL & WALMSLEY LLC | 2,875 | 38,000 | 0.15% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,869 | 25,000 | 0.10% | ||
| 28 | CITIGROUP INC | 1,715 | 23,000 | 0.09% | ||
| 29 | Focused Wealth Management, Inc | 1,207 | 16,000 | 0.06% | ||
| 30 | BROWN BROTHERS HARRIMAN & CO | 712 | 10,000 | 0.04% | ||
| 31 | MSI Financial Services Inc | 756 | 10,000 | 0.04% | ||
| 32 | BlackRock Investment Management, LLC | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
