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BlackRock Funds/Closed-End/USA
BlackRock Funds/Closed-End/USA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $51,447,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GFS Advisors, LLC 184,259 13,218,000 25.69%
2 USCA RIA LLC 184,259 13,218,000 25.69%
3 MORGAN STANLEY 479,542 6,685,000 12.99%
4 GUGGENHEIM CAPITAL LLC 301,443 4,202,000 8.17%
5 BANK OF AMERICA CORP /DE/ 137,269 1,914,000 3.72%
6 UBS Group AG 128,475 1,791,000 3.48%
7 ROYAL BANK OF CANADA 125,249 1,746,000 3.39%
8 Invesco Ltd. 102,597 1,430,000 2.78%
9 WELLS FARGO & COMPANY/MN 100,151 1,396,000 2.71%
10 LPL Financial LLC 61,084 864,000 1.68%
11 Raymond James Financial Services Advisors, Inc. 51,425 717,000 1.39%
12 DEUTSCHE BANK AG\ 47,279 659,000 1.28%
13 SIT INVESTMENT ASSOCIATES INC 42,800 597,000 1.16%
14 HighTower Advisors, LLC 36,840 513,000 1.00%
15 Cambridge Investment Research Advisors, Inc. 25,630 357,000 0.69%
16 Horizon Kinetics LLC 22,706 317,000 0.62%
17 TIAA CREF TRUST CO FSB/MO 20,984 293,000 0.57%
18 Private Advisor Group, LLC 15,079 286,000 0.56%
19 SHUFRO ROSE & CO LLC 18,000 251,000 0.49% PRN
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,273 213,000 0.41%
21 CREDIT SUISSE AG/ 12,200 170,000 0.33%
22 King Wealth Management Group 10,064 140,000 0.27%
23 MSI Financial Services Inc 9,685 135,000 0.26%
24 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 7,110 99,000 0.19%
25 Creative Planning 4,512 63,000 0.12%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,383 48,000 0.09%
27 THOMPSON SIEGEL & WALMSLEY LLC 2,875 40,000 0.08%
28 People's United Financial, Inc. 2,713 38,000 0.07%
29 CITIGROUP INC 1,912 27,000 0.05%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,000 14,000 0.03%
31 Tower Research Capital LLC (TRC) 436 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.