| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 488,402 | 6,437,000 | 30.34% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 308,031 | 4,060,000 | 19.14% | ||
| 3 | ROYAL BANK OF CANADA | 106,637 | 1,405,000 | 6.62% | ||
| 4 | WELLS FARGO & COMPANY/MN | 105,033 | 1,384,000 | 6.52% | ||
| 5 | Invesco Ltd. | 88,282 | 1,164,000 | 5.49% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 83,706 | 1,103,000 | 5.20% | ||
| 7 | GOLDMAN SACHS GROUP INC | 75,911 | 1,001,000 | 4.72% | ||
| 8 | UBS AG | 57,800 | 762,000 | 3.59% | ||
| 9 | PINNACLE ASSOCIATES LTD | 49,003 | 646,000 | 3.05% | ||
| 10 | Horizon Kinetics LLC | 47,084 | 621,000 | 2.93% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 42,800 | 564,000 | 2.66% | ||
| 12 | SHUFRO ROSE & CO LLC | 25,500 | 336,000 | 1.58% | ||
| 13 | HighTower Advisors, LLC | 24,726 | 326,000 | 1.54% | ||
| 14 | TFS CAPITAL LLC | 17,375 | 229,000 | 1.08% | ||
| 15 | LPL Financial LLC | 15,954 | 210,000 | 0.99% | ||
| 16 | CREDIT SUISSE AG/ | 12,200 | 161,000 | 0.76% | ||
| 17 | Private Advisor Group, LLC | 11,950 | 158,000 | 0.74% | ||
| 18 | FRANKLIN RESOURCES INC | 11,733 | 155,000 | 0.73% | ||
| 19 | Argentus Capital Management, LLC | 10,328 | 136,000 | 0.64% | ||
| 20 | CITIGROUP INC | 7,603 | 100,000 | 0.47% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,686 | 62,000 | 0.29% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 3,140 | 41,385 | 0.20% | ||
| 23 | THOMPSON SIEGEL & WALMSLEY LLC | 2,875 | 38,000 | 0.18% | ||
| 24 | DEUTSCHE BANK AG\ | 1,900 | 25,000 | 0.12% | ||
| 25 | Joel Isaacson & Co., LLC | 1,900 | 25,000 | 0.12% | ||
| 26 | B. Riley Wealth Management, Inc. | 1,493 | 19,000 | 0.09% | ||
| 27 | Focused Wealth Management, Inc | 1,207 | 16,000 | 0.08% | ||
| 28 | Kistler-Tiffany Companies, LLC | 824 | 11,000 | 0.05% | ||
| 29 | FEDERATED HERMES, INC. | 805 | 11,000 | 0.05% | ||
| 30 | Tower Research Capital LLC (TRC) | 500 | 7,000 | 0.03% | ||
| 31 | MSI Financial Services Inc | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
