| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 208,997 | 3,089,000 | 43.96% | ||
| 2 | Advisors Asset Management, Inc. | 79,944 | 1,182,000 | 16.82% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 68,725 | 1,015,000 | 14.44% | ||
| 4 | MORGAN STANLEY | 48,766 | 721,000 | 10.26% | ||
| 5 | LEBENTHAL ASSET MANAGEMENT, LLC | 21,000 | 310,000 | 4.41% | ||
| 6 | ROYAL BANK OF CANADA | 9,646 | 143,000 | 2.04% | ||
| 7 | ADVISOR GROUP, INC. | 9,626 | 142,000 | 2.02% | ||
| 8 | UBS Group AG | 9,480 | 141,000 | 2.01% | ||
| 9 | Highlander Capital Management, LLC | 7,400 | 109,000 | 1.55% | ||
| 10 | WELLS FARGO & COMPANY/MN | 6,099 | 90,000 | 1.28% | ||
| 11 | Brick & Kyle, Associates | 5,108 | 76,000 | 1.08% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 600 | 9,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
