| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,185,206 |
29,843,000 |
43.42% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
620,925 |
15,635,000 |
22.75% |
|
|
| 3 |
Invesco Ltd. |
185,076 |
4,660,000 |
6.78% |
|
PRN |
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
146,144 |
3,680,000 |
5.35% |
|
|
| 5 |
MORGAN STANLEY |
101,904 |
2,566,000 |
3.73% |
|
|
| 6 |
Saba Capital Management, L.P. |
58,948 |
1,484,000 |
2.16% |
|
|
| 7 |
Advisors Asset Management, Inc. |
54,326 |
1,368,000 |
1.99% |
|
|
| 8 |
Raymond James Financial Services Advisors, Inc. |
36,934 |
930,000 |
1.35% |
|
|
| 9 |
UBS AG |
36,654 |
923,000 |
1.34% |
|
|
| 10 |
CSS LLC/IL |
36,106 |
909,000 |
1.32% |
|
|
| 11 |
KEYBANK NATIONAL ASSOCIATION/OH |
32,658 |
823,000 |
1.20% |
|
|
| 12 |
Merriman Wealth Management, LLC |
30,718 |
771,000 |
1.12% |
|
|
| 13 |
STIFEL FINANCIAL CORP |
30,430 |
766,000 |
1.11% |
|
|
| 14 |
ROYAL BANK OF CANADA |
30,364 |
765,000 |
1.11% |
|
|
| 15 |
Yakira Capital Management, Inc. |
29,617 |
746,000 |
1.09% |
|
SH |
| 16 |
Capital Investment Advisors, LLC |
29,150 |
734,000 |
1.07% |
|
|
| 17 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
26,581 |
669,000 |
0.97% |
|
|
| 18 |
LPL Financial LLC |
19,033 |
479,000 |
0.70% |
|
|
| 19 |
DELPHI FINANCIAL GROUP, INC. |
11,250 |
283,000 |
0.41% |
|
|
| 20 |
B. Riley Wealth Advisors, Inc. |
9,180 |
231,140 |
0.34% |
|
|
| 21 |
Thomas J. Herzfeld Advisors, Inc. |
8,000 |
201,000 |
0.29% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
2,814 |
71,000 |
0.10% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
2,693 |
68,000 |
0.10% |
|
|
| 24 |
Highlander Capital Management, LLC |
1,330 |
33,490 |
0.05% |
|
|
| 25 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,150 |
29,000 |
0.04% |
|
|
| 26 |
NEXT Financial Group, Inc |
1,000 |
25,000 |
0.04% |
|
|
| 27 |
North Star Investment Management Corp. |
799 |
20,000 |
0.03% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
275 |
7,000 |
0.01% |
|
|
| 29 |
DUBUQUE BANK & TRUST CO |
212 |
5,000 |
0.01% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
200 |
5,000 |
0.01% |
|
|
| 31 |
MOTCO |
112 |
3,000 |
0.00% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
29 |
730 |
0.00% |
|
|
| 33 |
Barrett Asset Management, LLC |
2 |
0 |
0.00% |
|
|
