| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,374,108 |
33,350,000 |
46.14% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
562,555 |
13,652,000 |
18.89% |
|
|
| 3 |
Advisors Asset Management, Inc. |
274,418 |
6,660,000 |
9.21% |
|
|
| 4 |
Invesco Ltd. |
208,237 |
5,054,000 |
6.99% |
|
PRN |
| 5 |
MORGAN STANLEY |
145,692 |
3,536,000 |
4.89% |
|
|
| 6 |
FIRST TRUST ADVISORS LP |
73,114 |
1,774,000 |
2.45% |
|
|
| 7 |
STIFEL FINANCIAL CORP |
46,450 |
1,127,000 |
1.56% |
|
|
| 8 |
Cambridge Investment Research Advisors, Inc. |
40,564 |
984,000 |
1.36% |
|
|
| 9 |
CSS LLC/IL |
36,106 |
876,000 |
1.21% |
|
|
| 10 |
LPL Financial LLC |
33,285 |
807,000 |
1.12% |
|
|
| 11 |
ROYAL BANK OF CANADA |
33,065 |
802,000 |
1.11% |
|
|
| 12 |
Capital Investment Advisors, LLC |
28,523 |
692,000 |
0.96% |
|
|
| 13 |
KEYBANK NATIONAL ASSOCIATION/OH |
27,308 |
663,000 |
0.92% |
|
|
| 14 |
Yakira Capital Management, Inc. |
24,490 |
594,000 |
0.82% |
|
SH |
| 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
20,014 |
486,000 |
0.67% |
|
|
| 16 |
DELPHI FINANCIAL GROUP, INC. |
11,250 |
273,000 |
0.38% |
|
|
| 17 |
B. Riley Wealth Advisors, Inc. |
9,103 |
221,000 |
0.31% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
7,590 |
184,000 |
0.25% |
|
|
| 19 |
UBS Group AG |
6,367 |
155,000 |
0.21% |
|
|
| 20 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
4,900 |
119,000 |
0.16% |
|
|
| 21 |
Edge Wealth Management LLC |
3,500 |
85,000 |
0.12% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
2,198 |
53,000 |
0.07% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,975 |
48,000 |
0.07% |
|
|
| 24 |
Highlander Capital Management, LLC |
1,330 |
32,000 |
0.04% |
|
|
| 25 |
NEXT Financial Group, Inc |
1,065 |
25,000 |
0.03% |
|
|
| 26 |
Barrett Asset Management, LLC |
402 |
10,000 |
0.01% |
|
|
| 27 |
Sunbelt Securities, Inc. |
399 |
9,684 |
0.01% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
275 |
7,000 |
0.01% |
|
|
| 29 |
Creative Planning |
125 |
3,000 |
0.00% |
|
|
| 30 |
MOTCO |
112 |
3,000 |
0.00% |
|
|
