| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,615,517 |
34,443,000 |
47.39% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
404,942 |
8,634,000 |
11.88% |
|
|
| 3 |
Advisors Asset Management, Inc. |
337,387 |
7,193,000 |
9.90% |
|
|
| 4 |
Invesco Ltd. |
225,399 |
4,805,000 |
6.61% |
|
|
| 5 |
MORGAN STANLEY |
123,954 |
2,642,000 |
3.64% |
|
|
| 6 |
Saba Capital Management, L.P. |
85,285 |
1,818,000 |
2.50% |
|
|
| 7 |
FIRST TRUST ADVISORS LP |
71,326 |
1,521,000 |
2.09% |
|
|
| 8 |
MARINER INVESTMENT GROUP LLC |
57,245 |
1,220,000 |
1.68% |
|
|
| 9 |
UBS Group AG |
49,068 |
1,046,000 |
1.44% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
43,852 |
935,000 |
1.29% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
43,446 |
926,000 |
1.27% |
|
|
| 12 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
41,983 |
895,000 |
1.23% |
|
|
| 13 |
Laurion Capital Management LP |
37,333 |
796,000 |
1.10% |
|
|
| 14 |
CSS LLC/IL |
36,106 |
770,000 |
1.06% |
|
|
| 15 |
ROYAL BANK OF CANADA |
32,275 |
688,000 |
0.95% |
|
|
| 16 |
Capital Investment Advisors, LLC |
28,326 |
604,000 |
0.83% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
26,222 |
559,000 |
0.77% |
|
|
| 18 |
LPL Financial LLC |
19,315 |
410,000 |
0.56% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
18,693 |
399,000 |
0.55% |
|
|
| 20 |
Yakira Capital Management, Inc. |
18,238 |
389,000 |
0.54% |
|
SH |
| 21 |
KEYBANK NATIONAL ASSOCIATION/OH |
16,896 |
360,000 |
0.50% |
|
|
| 22 |
Edge Wealth Management LLC |
15,175 |
321,000 |
0.44% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
14,447 |
308,000 |
0.42% |
|
|
| 24 |
DELPHI FINANCIAL GROUP, INC. |
11,250 |
239,000 |
0.33% |
|
|
| 25 |
CREDIT SUISSE AG/ |
11,079 |
236,000 |
0.32% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
6,608 |
141,000 |
0.19% |
|
|
| 27 |
CLOUGH CAPITAL PARTNERS L P |
4,900 |
104,000 |
0.14% |
|
|
| 28 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
4,234 |
90,000 |
0.12% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,061 |
44,000 |
0.06% |
|
|
| 30 |
NEXT Financial Group, Inc |
2,000 |
42,000 |
0.06% |
|
|
| 31 |
Global X Management CO LLC |
1,420 |
30,000 |
0.04% |
|
|
| 32 |
Highlander Capital Management, LLC |
1,330 |
28,000 |
0.04% |
|
|
| 33 |
Barrett Asset Management, LLC |
402 |
9,000 |
0.01% |
|
|
| 34 |
Creative Planning |
399 |
9,000 |
0.01% |
|
|
| 35 |
HOWE & RUSLING INC |
430 |
9,000 |
0.01% |
|
|
| 36 |
Sunbelt Securities, Inc. |
399 |
8,507 |
0.01% |
|
|
| 37 |
Windsor Capital Management, LLC |
336 |
7,000 |
0.01% |
|
|
| 38 |
CITIGROUP INC |
45 |
1,000 |
0.00% |
|
|
