| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,330,397 |
32,355,000 |
43.17% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
649,251 |
15,791,000 |
21.07% |
|
|
| 3 |
Advisors Asset Management, Inc. |
244,207 |
5,939,000 |
7.92% |
|
|
| 4 |
Invesco Ltd. |
207,218 |
5,039,000 |
6.72% |
|
PRN |
| 5 |
MORGAN STANLEY |
140,179 |
3,409,000 |
4.55% |
|
|
| 6 |
B. Riley Wealth Advisors, Inc. |
18,637 |
2,456,000 |
3.28% |
|
|
| 7 |
FIRST TRUST ADVISORS LP |
68,750 |
1,672,000 |
2.23% |
|
|
| 8 |
CSS LLC/IL |
36,106 |
878,000 |
1.17% |
|
|
| 9 |
Raymond James Financial Services Advisors, Inc. |
35,825 |
871,000 |
1.16% |
|
|
| 10 |
ROYAL BANK OF CANADA |
34,609 |
841,000 |
1.12% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
33,350 |
811,000 |
1.08% |
|
|
| 12 |
Cambridge Investment Research Advisors, Inc. |
32,622 |
793,000 |
1.06% |
|
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
31,609 |
769,000 |
1.03% |
|
|
| 14 |
Capital Investment Advisors, LLC |
28,838 |
701,000 |
0.94% |
|
|
| 15 |
Yakira Capital Management, Inc. |
24,490 |
596,000 |
0.80% |
|
SH |
| 16 |
KEYBANK NATIONAL ASSOCIATION/OH |
23,592 |
574,000 |
0.77% |
|
|
| 17 |
LPL Financial LLC |
17,070 |
415,000 |
0.55% |
|
|
| 18 |
DELPHI FINANCIAL GROUP, INC. |
11,250 |
274,000 |
0.37% |
|
|
| 19 |
UBS Group AG |
7,740 |
188,000 |
0.25% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
5,475 |
133,000 |
0.18% |
|
|
| 21 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
5,100 |
124,000 |
0.17% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
4,000 |
97,000 |
0.13% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
2,965 |
72,000 |
0.10% |
|
|
| 24 |
NEXT Financial Group, Inc |
2,272 |
55,000 |
0.07% |
|
|
| 25 |
Highlander Capital Management, LLC |
1,330 |
32,000 |
0.04% |
|
|
| 26 |
Barrett Asset Management, LLC |
604 |
15,000 |
0.02% |
|
|
| 27 |
FIFTH THIRD BANCORP |
500 |
12,000 |
0.02% |
|
|
| 28 |
Creative Planning |
325 |
8,000 |
0.01% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
275 |
7,000 |
0.01% |
|
|
| 30 |
CITIGROUP INC |
307 |
7,000 |
0.01% |
|
|
| 31 |
Stratos Wealth Partners, LTD. |
200 |
4,864 |
0.01% |
|
|
| 32 |
MOTCO |
112 |
3,000 |
0.00% |
|
|
| 33 |
BARCLAYS PLC |
137 |
3,000 |
0.00% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
29 |
705 |
0.00% |
|
|
