| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,728,006 |
37,930,000 |
46.95% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
344,626 |
7,564,000 |
9.36% |
|
|
| 3 |
Advisors Asset Management, Inc. |
301,815 |
6,625,000 |
8.20% |
|
|
| 4 |
Invesco Ltd. |
236,005 |
5,181,000 |
6.41% |
|
|
| 5 |
Saba Capital Management, L.P. |
127,510 |
2,799,000 |
3.46% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
125,493 |
2,755,000 |
3.41% |
|
|
| 7 |
MORGAN STANLEY |
106,363 |
2,334,000 |
2.89% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
72,824 |
1,598,000 |
1.98% |
|
|
| 9 |
Laurion Capital Management LP |
70,575 |
1,549,000 |
1.92% |
|
|
| 10 |
FIRST TRUST ADVISORS LP |
67,431 |
1,480,000 |
1.83% |
|
|
| 11 |
UBS Group AG |
53,377 |
1,171,000 |
1.45% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
42,550 |
934,000 |
1.16% |
|
|
| 13 |
MARINER INVESTMENT GROUP LLC |
39,900 |
876,000 |
1.08% |
|
|
| 14 |
CSS LLC/IL |
36,106 |
793,000 |
0.98% |
|
|
| 15 |
LPL Financial LLC |
34,693 |
763,000 |
0.94% |
|
|
| 16 |
Edge Wealth Management LLC |
33,405 |
727,000 |
0.90% |
|
SH |
| 17 |
ROYAL BANK OF CANADA |
31,553 |
693,000 |
0.86% |
|
|
| 18 |
Capital Investment Advisors, LLC |
26,776 |
588,000 |
0.73% |
|
|
| 19 |
SG Americas Securities, LLC |
24,102 |
529,000 |
0.65% |
|
|
| 20 |
CITIGROUP INC |
22,599 |
496,000 |
0.61% |
|
|
| 21 |
Thomas J. Herzfeld Advisors, Inc. |
19,468 |
427,000 |
0.53% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
17,757 |
390,000 |
0.48% |
|
|
| 23 |
Yakira Capital Management, Inc. |
16,694 |
366,000 |
0.45% |
|
SH |
| 24 |
BESSEMER GROUP INC |
15,748 |
346,000 |
0.43% |
|
|
| 25 |
KEYBANK NATIONAL ASSOCIATION/OH |
13,790 |
303,000 |
0.38% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
13,444 |
295,000 |
0.37% |
|
|
| 27 |
CLOUGH CAPITAL PARTNERS L P |
12,100 |
266,000 |
0.33% |
|
|
| 28 |
DELPHI FINANCIAL GROUP, INC. |
11,250 |
247,000 |
0.31% |
|
|
| 29 |
Weiss Asset Management LP |
11,207 |
246,000 |
0.30% |
|
|
| 30 |
CREDIT SUISSE AG/ |
11,079 |
243,000 |
0.30% |
|
|
| 31 |
MSI Financial Services Inc |
2,311 |
51,000 |
0.06% |
|
|
| 32 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,108 |
46,000 |
0.06% |
|
|
| 33 |
NEXT Financial Group, Inc |
2,035 |
44,000 |
0.05% |
|
|
| 34 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,434 |
31,000 |
0.04% |
|
|
| 35 |
Global X Management CO LLC |
1,420 |
31,000 |
0.04% |
|
|
| 36 |
Highlander Capital Management, LLC |
1,064 |
23,000 |
0.03% |
|
|
| 37 |
IFP ADVISORS, INC |
619 |
14,000 |
0.02% |
|
|
| 38 |
Creative Planning |
399 |
9,000 |
0.01% |
|
|
| 39 |
HOWE & RUSLING INC |
430 |
9,000 |
0.01% |
|
|
| 40 |
Barrett Asset Management, LLC |
402 |
9,000 |
0.01% |
|
|
| 41 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
400 |
9,000 |
0.01% |
|
|
| 42 |
PENSERRA CAPITAL MANAGEMENT LLC |
185 |
4,000 |
0.00% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
16 |
0 |
0.00% |
|
|
