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CALAMOS CONV OPPORTUNITIES &
CALAMOS CONV OPPORTUNITIES &. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 73 Institutional holders with a total value of $124,507,629.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MID CONTINENT CAPITAL LLC/IL 1,489,047 20,564,000 16.52%
2 MORGAN STANLEY 1,286,373 17,765,000 14.27%
3 LPL Financial LLC 908,628 12,548,000 10.08%
4 BANK OF AMERICA CORP /DE/ 782,944 10,812,000 8.68%
5 GUGGENHEIM CAPITAL LLC 748,892 10,342,000 8.31%
6 Commonwealth Equity Services, Inc 434,185 5,996,000 4.82%
7 UBS AG 384,033 5,303,000 4.26%
8 First Allied Advisory Services, Inc. 298,428 4,075,000 3.27%
9 CENTRAL TRUST Co 228,972 3,162,000 2.54%
10 First Allied Asset Management, Inc. 233,147 3,159,000 2.54%
11 Cetera Advisor Networks LLC 206,264 2,850,000 2.29%
12 ROYAL BANK OF CANADA 180,993 2,500,000 2.01%
13 Maryland Capital Management 155,695 2,151,000 1.73%
14 AmeriServ Wealth Advisors 132,089 1,825,000 1.47%
15 Kingfisher Capital LLC 128,363 1,773,000 1.42%
16 Invesco Ltd. 103,836 1,434,000 1.15%
17 Texas Yale Capital Corp. 99,707 1,377,000 1.11%
18 LVZ, Inc. 92,479 1,227,000 0.99%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 79,100 1,092,000 0.88%
20 Camelot Portfolios, LLC 78,566 1,085,000 0.87%
21 Robert W. Baird & Co. Inc 76,269 1,053,000 0.85%
22 RAYMOND JAMES & ASSOCIATES 69,402 958,000 0.77%
23 HighTower Advisors, LLC 69,162 955,000 0.77%
24 E&G Advisors, LP 68,875 951,000 0.76%
25 NATIONAL PLANNING CORP 49,894 688,000 0.55%
26 Mariner, LLC 49,590 685,000 0.55%
27 AMERICAN INTERNATIONAL GROUP, INC. 45,443 627,562 0.50%
28 ParenteBeard Wealth Management, LLC 41,177 568,651 0.46%
29 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 38,000 525,000 0.42%
30 STIFEL FINANCIAL CORP 37,456 517,000 0.42%
31 CITY NATIONAL BANK 37,093 512,000 0.41%
32 WELLS FARGO & COMPANY/MN 35,006 483,000 0.39%
33 PINNACLE ASSOCIATES LTD 34,025 470,000 0.38%
34 Oxbow Advisors, LLC 27,326 377,000 0.30%
35 Estate Counselors, LLC 25,980 359,000 0.29%
36 OPPENHEIMER & CO INC 20,501 284,000 0.23%
37 MONETARY MANAGEMENT GROUP INC 19,609 271,000 0.22%
38 MSI Financial Services Inc 16,740 231,000 0.19%
39 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 16,276 225,000 0.18%
40 Concert Wealth Management Inc. 15,387 214,000 0.17%
41 PNC FINANCIAL SERVICES GROUP, INC. 15,288 211,000 0.17%
42 IFC Holdings Incorporated/FL 14,750 203,000 0.16%
43 Janney Montgomery Scott LLC 13,951 192,663 0.15%
44 HOLLENCREST CAPITAL MANAGEMENT 13,200 182,000 0.15%
45 SMITH HAYES Advisers, Inc 12,820 177,000 0.14%
46 Cambridge Investment Research Advisors, Inc. 12,400 171,000 0.14%
47 KAYS FINANCIAL ADVISORY CORP /ADV 10,855 150,000 0.12%
48 Capital Investment Advisors, LLC 10,693 147,670 0.12%
49 FIRST MANHATTAN CO. LLC. 10,300 142,000 0.11%
50 INVESTMENT CENTERS OF AMERICA INC 11,051 138,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.