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CALAMOS CONV OPPORTUNITIES &
CALAMOS CONV OPPORTUNITIES &. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 79 Institutional holders with a total value of $157,620,766.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ParenteBeard Wealth Management, LLC 466 36,290,000 23.02%
2 MORGAN STANLEY 1,540,028 19,774,000 12.55%
3 MID CONTINENT CAPITAL LLC/IL 1,471,227 18,891,000 11.99%
4 LPL Financial LLC 877,966 11,273,000 7.15%
5 BANK OF AMERICA CORP /DE/ 702,445 9,020,000 5.72%
6 GUGGENHEIM CAPITAL LLC 699,104 8,975,000 5.69%
7 UBS Group AG 496,046 6,369,000 4.04%
8 Commonwealth Equity Services, Inc 440,728 5,659,000 3.59%
9 AmeriServ Wealth Advisors 272,327 3,497,000 2.22%
10 CENTRAL TRUST Co 240,006 3,081,000 1.95%
11 First Allied Asset Management, Inc. 244,978 3,072,000 1.95%
12 Cetera Advisor Networks LLC 213,411 2,742,000 1.74%
13 Invesco Ltd. 202,987 2,606,000 1.65%
14 Maryland Capital Management 168,035 2,158,000 1.37%
15 ROYAL BANK OF CANADA 167,708 2,153,000 1.37%
16 First Allied Advisory Services, Inc. 108,600 1,384,000 0.88%
17 Texas Yale Capital Corp. 99,707 1,280,000 0.81%
18 STIFEL FINANCIAL CORP 97,014 1,246,000 0.79%
19 Kingfisher Capital LLC 96,840 1,243,000 0.79%
20 Camelot Portfolios, LLC 92,491 1,188,000 0.75%
21 LVZ, Inc. 82,300 1,057,000 0.67%
22 PINNACLE ASSOCIATES LTD 76,073 977,000 0.62%
23 CITY NATIONAL BANK 74,718 960,000 0.61%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 72,100 926,000 0.59%
25 E&G Advisors, LP 67,575 868,000 0.55%
26 RAYMOND JAMES & ASSOCIATES 67,446 866,000 0.55%
27 AMERICAN INTERNATIONAL GROUP, INC. 53,837 691,261 0.44%
28 NATIONAL PLANNING CORP 47,450 603,090 0.38%
29 Mariner, LLC 44,915 577,000 0.37%
30 HighTower Advisors, LLC 44,108 566,000 0.36%
31 WELLS FARGO & COMPANY/MN 38,770 498,000 0.32%
32 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 36,000 462,000 0.29%
33 PNC FINANCIAL SERVICES GROUP, INC. 35,014 449,000 0.28%
34 OTA Financial Group L.P. 34,335 440,000 0.28%
35 DOLIVER ADVISORS, LP 33,208 426,000 0.27%
36 MONETARY MANAGEMENT GROUP INC 28,168 362,000 0.23%
37 Oxbow Advisors, LLC 27,026 347,000 0.22%
38 Estate Counselors, LLC 24,480 314,000 0.20%
39 MSI Financial Services Inc 23,379 300,000 0.19%
40 Cambridge Investment Research Advisors, Inc. 18,096 232,000 0.15%
41 Cetera Advisors LLC 17,042 219,000 0.14%
42 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 16,276 209,000 0.13%
43 Concert Wealth Management Inc. 15,815 204,000 0.13%
44 IFC Holdings Incorporated/FL 14,750 194,000 0.12%
45 LVW Advisors, LLC 15,000 193,000 0.12%
46 OPPENHEIMER & CO INC 14,894 191,000 0.12%
47 Janney Montgomery Scott LLC 14,700 188,748 0.12%
48 INVESTMENT CENTERS OF AMERICA INC 13,628 175,000 0.11%
49 HOLLENCREST CAPITAL MANAGEMENT 13,200 169,000 0.11%
50 Private Advisor Group, LLC 11,832 152,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.