| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 2,188,227 | 21,882,000 | 15.89% | ||
| 2 | MORGAN STANLEY | 1,875,179 | 18,583,000 | 13.49% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,692,250 | 16,770,000 | 12.18% | ||
| 4 | Oxbow Advisors, LLC | 1,282,884 | 12,713,000 | 9.23% | ||
| 5 | ROYAL BANK OF CANADA | 813,841 | 8,066,000 | 5.86% | ||
| 6 | UBS Group AG | 713,919 | 7,075,000 | 5.14% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 539,842 | 5,349,000 | 3.88% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 517,864 | 5,132,000 | 3.73% | ||
| 9 | Commonwealth Equity Services, Inc | 307,532 | 3,048,000 | 2.21% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 259,006 | 2,566,000 | 1.86% | ||
| 11 | CENTRAL TRUST Co | 237,610 | 2,355,000 | 1.71% | ||
| 12 | Cetera Advisor Networks LLC | 237,192 | 2,350,000 | 1.71% | ||
| 13 | NINE MASTS CAPITAL Ltd | 216,646 | 2,147,000 | 1.56% | ||
| 14 | Invesco Ltd. | 216,235 | 2,143,000 | 1.56% | ||
| 15 | D.A. DAVIDSON & CO. | 155,524 | 1,541,000 | 1.12% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 147,265 | 1,459,000 | 1.06% | ||
| 17 | Camelot Portfolios, LLC | 145,485 | 1,442,000 | 1.05% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 136,104 | 1,362,000 | 0.99% | ||
| 19 | Squarepoint Ops LLC | 127,235 | 1,261,000 | 0.92% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 120,907 | 1,198,000 | 0.87% | ||
| 21 | SG Americas Securities, LLC | 110,317 | 1,093,000 | 0.79% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 106,574 | 1,056,000 | 0.77% | ||
| 23 | Texas Yale Capital Corp. | 99,707 | 988,000 | 0.72% | ||
| 24 | WELLS FARGO & COMPANY/MN | 83,183 | 824,000 | 0.60% | ||
| 25 | Advisors Asset Management, Inc. | 80,850 | 801,000 | 0.58% | ||
| 26 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 80,060 | 793,000 | 0.58% | ||
| 27 | CITIGROUP INC | 73,748 | 730,000 | 0.53% | ||
| 28 | First Allied Advisory Services, Inc. | 65,770 | 647,000 | 0.47% | ||
| 29 | E&G Advisors, LP | 64,475 | 639,000 | 0.46% | ||
| 30 | PINNACLE ASSOCIATES LTD | 58,223 | 577,000 | 0.42% | ||
| 31 | Weiss Asset Management LP | 55,547 | 550,000 | 0.40% | ||
| 32 | SUMMIT CAPITAL MANAGEMENT LLC | 51,872 | 514,000 | 0.37% | ||
| 33 | CLOUGH CAPITAL PARTNERS L P | 51,700 | 512,000 | 0.37% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 51,478 | 510,000 | 0.37% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 51,102 | 506,000 | 0.37% | ||
| 36 | IFP ADVISORS, INC | 50,385 | 499,000 | 0.36% | ||
| 37 | MSI Financial Services Inc | 46,123 | 457,000 | 0.33% | ||
| 38 | Calamos Wealth Management LLC | 45,716 | 453,000 | 0.33% | ||
| 39 | STIFEL FINANCIAL CORP | 45,052 | 446,000 | 0.32% | ||
| 40 | Cetera Advisors LLC | 37,498 | 371,000 | 0.27% | ||
| 41 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 36,000 | 357,000 | 0.26% | ||
| 42 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 34,050 | 337,000 | 0.24% | ||
| 43 | AmeriServ Wealth Advisors | 33,274 | 330,000 | 0.24% | ||
| 44 | Kingfisher Capital LLC | 32,646 | 324,000 | 0.24% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 29,684 | 293,000 | 0.21% | ||
| 46 | DOMANI WEALTH, LLC | 28,810 | 286,000 | 0.21% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,916 | 247,000 | 0.18% | ||
| 48 | Maryland Capital Management | 23,575 | 234,000 | 0.17% | ||
| 49 | Windsor Capital Management, LLC | 22,236 | 220,000 | 0.16% | ||
| 50 | NATIONAL PLANNING CORP | 23,713 | 210,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
