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CALAMOS CONV OPPORTUNITIES &
CALAMOS CONV OPPORTUNITIES &. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 85 Institutional holders with a total value of $129,749,288.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 2 0 0.00%
2 Winslow, Evans & Crocker, Inc. 6 60 0.00%
3 WOLVERINE TRADING LP /BD 15 147 0.00%
4 THOMPSON DAVIS & CO., INC. 162 2,000 0.00%
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 287 3,000 0.00%
6 Sunbelt Securities, Inc. 490 4,817 0.00%
7 Advisory Services Network, LLC 559 5,000 0.00%
8 Focused Wealth Management, Inc 500 5,000 0.00%
9 Livingston Group Asset Management CO (operating as Southport Capital Management) 582 6,000 0.00%
10 BARCLAYS PLC 800 8,000 0.01%
11 PENSERRA CAPITAL MANAGEMENT LLC 802 8,000 0.01%
12 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,400 14,000 0.01%
13 INTEGRATED WEALTH MANAGEMENT 1,384 14,000 0.01%
14 CAPTRUST FINANCIAL ADVISORS 1,621 16,000 0.01%
15 Creative Planning 1,900 19,000 0.01%
16 LS Investment Advisors, LLC 2,000 20,000 0.02%
17 Avior Wealth Management, LLC 2,812 28,000 0.02%
18 FIRST MANHATTAN CO. LLC. 3,000 29,000 0.02%
19 MOSAIC FAMILY WEALTH, LLC 3,694 37,000 0.03%
20 NEXT Financial Group, Inc 4,325 42,000 0.03%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,541 45,000 0.03%
22 US BANCORP \DE\ 9,130 90,000 0.07%
23 SUNTRUST BANKS INC 10,163 100,000 0.08%
24 KAYS FINANCIAL ADVISORY CORP /ADV 10,855 107,000 0.08%
25 BB&T SECURITIES, LLC 11,097 109,000 0.08%
26 DOLIVER ADVISORS, LP 12,300 121,000 0.09%
27 BANK OF MONTREAL /CAN/ 12,564 124,000 0.10%
28 Stratos Wealth Partners, LTD. 14,232 140,000 0.11%
29 WILLIAM HARRIS INVESTORS INC 15,700 155,000 0.12%
30 Mariner, LLC 16,842 166,000 0.13%
31 NATIONAL PLANNING CORP 16,500 170,000 0.13%
32 INVESTMENT CENTERS OF AMERICA INC 17,617 175,000 0.13%
33 Private Advisor Group, LLC 18,016 183,000 0.14%
34 DUMONT & BLAKE INVESTMENT ADVISORS LLC 20,900 205,000 0.16%
35 Windsor Capital Management, LLC 21,153 207,000 0.16%
36 Sigma Planning Corp 21,135 208,000 0.16%
37 PINNACLE FINANCIAL PARTNERS INC 21,500 211,000 0.16%
38 Maryland Capital Management 21,700 213,000 0.16%
39 HOLLENCREST CAPITAL MANAGEMENT 22,129 218,000 0.17%
40 Capital Investment Advisors, LLC 23,530 231,000 0.18%
41 Concert Wealth Management Inc. 23,411 231,000 0.18%
42 Cambridge Investment Research Advisors, Inc. 24,815 244,000 0.19%
43 PNC FINANCIAL SERVICES GROUP, INC. 26,026 256,000 0.20%
44 Curi Capital, LLC 27,848 274,000 0.21%
45 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 28,000 275,000 0.21%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,296 278,000 0.21%
47 Kingfisher Capital LLC 28,556 281,000 0.22%
48 MSI Financial Services Inc 30,080 296,000 0.23%
49 GENEOS WEALTH MANAGEMENT INC. 30,441 299,000 0.23%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,550 306,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.