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CARA THERAPEUTICS INC
CARA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 136 Institutional holders with a total value of $337,397,249.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Quantbot Technologies LP 6,783 124,000 0.04%
102 Legal & General Group Plc 6,489 117,000 0.03%
103 ADVISOR GROUP, INC. 5,741 105,000 0.03%
104 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,208 96,000 0.03%
105 GENEOS WEALTH MANAGEMENT INC. 4,679 86,000 0.03%
106 PNC FINANCIAL SERVICES GROUP, INC. 3,600 66,000 0.02%
107 ROYAL BANK OF CANADA 3,069 56,000 0.02%
108 MIZUHO SECURITIES USA LLC 77,500 49,000 0.01% Call
109 CUTLER GROUP LLC / CA 70,200 46,000 0.01% Put
110 Avior Wealth Management, LLC 2,100 39,000 0.01%
111 HAP Trading, LLC 14,800 37,000 0.01% Call
112 SIMPLEX TRADING, LLC 1,977 36,000 0.01%
113 Ameritas Investment Partners, Inc. 1,773 33,000 0.01%
114 WFG Advisors, LP 1,550 29,000 0.01%
115 AlphaMark Advisors, LLC 1,440 26,000 0.01%
116 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,200 21,000 0.01%
117 Vantage Investment Advisors, LLC 1,000 18,000 0.01%
118 SONORA INVESTMENT MANAGEMENT, LLC 800 14,712 0.00%
119 IFP ADVISORS, INC 774 14,000 0.00%
120 CITIGROUP INC 760 14,000 0.00%
121 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 750 13,793 0.00%
122 Tower Research Capital LLC (TRC) 701 13,000 0.00%
123 Winslow, Evans & Crocker, Inc. 680 12,506 0.00%
124 Horrell Capital Management, Inc. 500 9,000 0.00%
125 NISA INVESTMENT ADVISORS, LLC 500 9,000 0.00%
126 CENTRAL TRUST Co 250 5,000 0.00%
127 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 300 5,000 0.00%
128 D.A. DAVIDSON & CO. 125 2,000 0.00%
129 ADVANTAGE INVESTMENT MANAGEMENT, LLC 30 1,000 0.00%
130 NEXT Financial Group, Inc 40 1,000 0.00%
131 TCI Wealth Advisors, Inc. 75 1,000 0.00%
132 KRILOGY FINANCIAL LLC 120 1,000 0.00%
133 PARALLEL ADVISORS, LLC 45 1,000 0.00%
134 MAGEE THOMSON INVESTMENT PARTNERS LLC 46 1,000 0.00%
135 MEEDER ASSET MANAGEMENT INC 78 1,000 0.00%
136 BNP PARIBAS FINANCIAL MARKETS 22 405 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.