| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 734,935 | 15,617,000 | 19.48% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 682,914 | 14,512,000 | 18.10% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 433,008 | 9,203,000 | 11.48% | ||
| 4 | MORGAN STANLEY | 381,945 | 8,116,000 | 10.13% | ||
| 5 | EDGEWOOD MANAGEMENT LLC | 357,300 | 7,593,000 | 9.47% | ||
| 6 | Invesco Ltd. | 298,846 | 6,350,000 | 7.92% | ||
| 7 | BB&T SECURITIES, LLC | 25,054 | 5,323,000 | 6.64% | ||
| 8 | 1832 Asset Management L.P. | 180,000 | 3,828,000 | 4.78% | ||
| 9 | DEUTSCHE BANK AG\ | 138,015 | 2,932,000 | 3.66% | ||
| 10 | UBS AG | 93,462 | 1,986,000 | 2.48% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 71,452 | 1,518,355 | 1.89% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,885 | 656,000 | 0.82% | ||
| 13 | WELLS FARGO & COMPANY/MN | 26,194 | 556,000 | 0.69% | ||
| 14 | JANE STREET GROUP, LLC | 22,700 | 482,000 | 0.60% | ||
| 15 | ROYAL BANK OF CANADA | 16,235 | 345,000 | 0.43% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 14,500 | 308,000 | 0.38% | ||
| 17 | B. Riley Wealth Advisors, Inc. | 26,400 | 280,781 | 0.35% | ||
| 18 | Penobscot Investment Management Company, Inc. | 10,100 | 215,000 | 0.27% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 6,571 | 140,000 | 0.17% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 5,300 | 112,625 | 0.14% | ||
| 21 | CITIGROUP INC | 2,155 | 46,000 | 0.06% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 666 | 14,000 | 0.02% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 500 | 11,000 | 0.01% | ||
| 24 | B. Riley Wealth Management, Inc. | 500 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
