| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,070,171 | 20,130,000 | 20.58% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 994,327 | 18,704,000 | 19.12% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 828,480 | 15,584,000 | 15.93% | ||
| 4 | Invesco Ltd. | 540,657 | 10,170,000 | 10.39% | ||
| 5 | UBS Group AG | 424,980 | 7,994,000 | 8.17% | ||
| 6 | EDGEWOOD MANAGEMENT LLC | 348,568 | 6,557,000 | 6.70% | ||
| 7 | BB&T SECURITIES, LLC | 34,827 | 6,550,000 | 6.69% | ||
| 8 | DEUTSCHE BANK AG\ | 289,060 | 5,436,000 | 5.56% | ||
| 9 | MORGAN STANLEY | 170,044 | 3,199,000 | 3.27% | ||
| 10 | WELLS FARGO & COMPANY/MN | 41,281 | 777,000 | 0.79% | ||
| 11 | TFS CAPITAL LLC | 32,689 | 615,000 | 0.63% | ||
| 12 | ROYAL BANK OF CANADA | 31,860 | 599,000 | 0.61% | ||
| 13 | Virtu KCG Holdings LLC | 27,367 | 515,000 | 0.53% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,207 | 362,000 | 0.37% | ||
| 15 | B. Riley Wealth Advisors, Inc. | 11,200 | 211,000 | 0.22% | ||
| 16 | CITIGROUP INC | 8,520 | 160,000 | 0.16% | ||
| 17 | BNP PARIBAS FINANCIAL MARKETS | 7,139 | 134,285 | 0.14% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 2,326 | 44,000 | 0.04% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 1,998 | 38,000 | 0.04% | ||
| 20 | Creative Planning | 1,046 | 20,000 | 0.02% | ||
| 21 | WFG Advisors, LP | 1,000 | 19,000 | 0.02% | ||
| 22 | MSI Financial Services Inc | 500 | 9,000 | 0.01% | ||
| 23 | B. Riley Wealth Management, Inc. | 500 | 9,000 | 0.01% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 37 | 696 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
