| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,411,236 | 15,368,000 | 20.58% | ||
| 2 | Advisors Asset Management, Inc. | 806,996 | 8,788,000 | 11.77% | ||
| 3 | UBS Group AG | 803,679 | 8,752,000 | 11.72% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 786,244 | 8,562,000 | 11.47% | ||
| 5 | MORGAN STANLEY | 612,600 | 6,672,000 | 8.93% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 404,438 | 4,404,000 | 5.90% | ||
| 7 | EDGEWOOD MANAGEMENT LLC | 343,068 | 3,736,000 | 5.00% | ||
| 8 | Salient Capital Advisors, LLC | 224,577 | 2,446,000 | 3.28% | ||
| 9 | Invesco Ltd. | 205,187 | 2,234,000 | 2.99% | ||
| 10 | WELLS FARGO & COMPANY/MN | 167,659 | 1,826,000 | 2.45% | ||
| 11 | Freestone Capital Holdings, LLC | 154,067 | 1,678,000 | 2.25% | ||
| 12 | DESCHUTES PORTFOLIO STRATEGY, LLC | 142,125 | 1,548,000 | 2.07% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 113,723 | 1,239,000 | 1.66% | ||
| 14 | STIFEL FINANCIAL CORP | 112,911 | 1,229,000 | 1.65% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 108,534 | 1,182,000 | 1.58% | ||
| 16 | OPPENHEIMER & CO INC | 86,543 | 943,000 | 1.26% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 80,473 | 876,000 | 1.17% | ||
| 18 | ROYAL BANK OF CANADA | 57,083 | 622,000 | 0.83% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,875 | 554,000 | 0.74% | ||
| 20 | BB&T SECURITIES, LLC | 44,318 | 476,000 | 0.64% | ||
| 21 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | 41,020 | 447,000 | 0.60% | ||
| 22 | LPL Financial LLC | 21,872 | 243,000 | 0.33% | ||
| 23 | CORNERSTONE ADVISORS INC | 15,600 | 170,000 | 0.23% | ||
| 24 | Private Advisor Group, LLC | 13,545 | 149,000 | 0.20% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 12,800 | 139,000 | 0.19% | ||
| 26 | CITIGROUP INC | 12,702 | 138,000 | 0.18% | ||
| 27 | ADVISOR GROUP, INC. | 5,600 | 61,000 | 0.08% | ||
| 28 | IFP ADVISORS, INC | 5,192 | 57,000 | 0.08% | ||
| 29 | D.A. DAVIDSON & CO. | 5,000 | 54,000 | 0.07% | ||
| 30 | JPMORGAN CHASE & CO | 3,850 | 42,000 | 0.06% | ||
| 31 | MSI Financial Services Inc | 3,470 | 38,000 | 0.05% | ||
| 32 | WFG Advisors, LP | 500 | 5,000 | 0.01% | ||
| 33 | Cranbrook Wealth Management, LLC | 1 | 0 | 0.00% | ||
| 34 | Creative Planning | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
