| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,257,939 | 13,158,000 | 18.75% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 959,501 | 10,037,000 | 14.30% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 891,502 | 9,325,000 | 13.29% | ||
| 4 | EDGEWOOD MANAGEMENT LLC | 689,235 | 7,209,000 | 10.27% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 680,482 | 7,118,000 | 10.14% | ||
| 6 | Invesco Ltd. | 596,243 | 6,237,000 | 8.89% | ||
| 7 | UBS Group AG | 479,464 | 5,015,000 | 7.15% | ||
| 8 | STIFEL FINANCIAL CORP | 61,073 | 3,097,000 | 4.41% | ||
| 9 | MORGAN STANLEY | 256,470 | 2,683,000 | 3.82% | ||
| 10 | WELLS FARGO & COMPANY/MN | 109,176 | 1,142,000 | 1.63% | ||
| 11 | DEUTSCHE BANK AG\ | 77,911 | 814,000 | 1.16% | ||
| 12 | ROYAL BANK OF CANADA | 75,934 | 794,000 | 1.13% | ||
| 13 | GSA CAPITAL PARTNERS LLP | 69,900 | 731,000 | 1.04% | ||
| 14 | CREDIT SUISSE AG/ | 67,856 | 710,000 | 1.01% | ||
| 15 | Weiss Asset Management LP | 37,929 | 397,000 | 0.57% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,802 | 322,000 | 0.46% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 20,192 | 211,000 | 0.30% | ||
| 18 | Ionic Capital Management LLC | 18,156 | 190,000 | 0.27% | ||
| 19 | LPL Financial LLC | 16,878 | 174,000 | 0.25% | ||
| 20 | BB&T SECURITIES, LLC | 14,514 | 151,000 | 0.22% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 13,476 | 141,000 | 0.20% | ||
| 22 | B. Riley Wealth Advisors, Inc. | 12,700 | 133,000 | 0.19% | ||
| 23 | Paragon Capital Management Ltd | 12,000 | 126,000 | 0.18% | ||
| 24 | CITIGROUP INC | 10,715 | 112,000 | 0.16% | ||
| 25 | D.A. DAVIDSON & CO. | 5,000 | 52,000 | 0.07% | ||
| 26 | Tower Research Capital LLC (TRC) | 4,800 | 50,000 | 0.07% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 1,680 | 18,000 | 0.03% | ||
| 28 | WFG Advisors, LP | 1,500 | 16,000 | 0.02% | ||
| 29 | MSI Financial Services Inc | 1,241 | 13,000 | 0.02% | ||
| 30 | Cranbrook Wealth Management, LLC | 1 | 0 | 0.00% | ||
| 31 | Creative Planning | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
