| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,429,095 | 24,452,000 | 28.68% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,026,833 | 17,569,000 | 20.61% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 805,132 | 13,776,000 | 16.16% | ||
| 4 | Invesco Ltd. | 611,741 | 10,467,000 | 12.28% | ||
| 5 | EDGEWOOD MANAGEMENT LLC | 348,568 | 5,964,000 | 6.99% | ||
| 6 | UBS Group AG | 224,899 | 3,848,000 | 4.51% | ||
| 7 | MORGAN STANLEY | 155,932 | 2,668,000 | 3.13% | ||
| 8 | DEUTSCHE BANK AG\ | 113,598 | 1,943,000 | 2.28% | ||
| 9 | WELLS FARGO & COMPANY/MN | 47,409 | 811,000 | 0.95% | ||
| 10 | BB&T SECURITIES, LLC | 40,749 | 697,000 | 0.82% | ||
| 11 | ROYAL BANK OF CANADA | 36,993 | 633,000 | 0.74% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 36,719 | 628,000 | 0.74% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 32,041 | 548,000 | 0.64% | ||
| 14 | Virtu KCG Holdings LLC | 29,362 | 502,000 | 0.59% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 16,700 | 286,000 | 0.34% | ||
| 16 | CITIGROUP INC | 8,520 | 146,000 | 0.17% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 7,576 | 130,000 | 0.15% | ||
| 18 | NINE MASTS CAPITAL Ltd | 7,270 | 124,000 | 0.15% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 1,801 | 30,000 | 0.04% | ||
| 20 | WFG Advisors, LP | 1,500 | 26,000 | 0.03% | ||
| 21 | MSI Financial Services Inc | 500 | 9,000 | 0.01% | ||
| 22 | B. Riley Wealth Management, Inc. | 500 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
