| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 9,805,016 | 52,064,000 | 31.54% | ||
| 2 | BAILLIE GIFFORD & CO | 3,400,000 | 18,054,000 | 10.94% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 3,275,495 | 17,393,000 | 10.54% | ||
| 4 | Invesco Ltd. | 2,344,052 | 12,447,000 | 7.54% | PRN | |
| 5 | GUGGENHEIM CAPITAL LLC | 1,325,715 | 7,038,000 | 4.26% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 1,295,034 | 6,877,000 | 4.17% | ||
| 7 | JPMORGAN CHASE & CO | 1,094,320 | 5,810,000 | 3.52% | ||
| 8 | Bain Capital Credit, LP | 868,182 | 4,610,000 | 2.79% | ||
| 9 | Trust Asset Management LLC | 671,734 | 3,567,000 | 2.16% | ||
| 10 | UBS Group AG | 610,126 | 3,240,000 | 1.96% | ||
| 11 | 1832 Asset Management L.P. | 600,000 | 3,183,000 | 1.93% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 567,486 | 3,013,000 | 1.83% | ||
| 13 | JANUS HENDERSON GROUP PLC | 546,000 | 2,899,000 | 1.76% | ||
| 14 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 416,467 | 2,211,000 | 1.34% | ||
| 15 | CORNERSTONE ADVISORS INC | 351,546 | 1,867,000 | 1.13% | ||
| 16 | SG Americas Securities, LLC | 337,186 | 1,790,000 | 1.08% | ||
| 17 | WELLS FARGO & COMPANY/MN | 328,021 | 1,742,000 | 1.06% | ||
| 18 | CREDIT SUISSE AG/ | 308,614 | 1,639,000 | 0.99% | ||
| 19 | Horizon Kinetics LLC | 291,874 | 1,550,000 | 0.94% | ||
| 20 | Cetera Advisors LLC | 229,740 | 1,220,000 | 0.74% | ||
| 21 | LPL Financial LLC | 181,876 | 966,000 | 0.59% | ||
| 22 | HUNTINGTON NATIONAL BANK | 164,871 | 875,000 | 0.53% | PRN | |
| 23 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 130,803 | 695,000 | 0.42% | ||
| 24 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 125,463 | 666,000 | 0.40% | ||
| 25 | STIFEL FINANCIAL CORP | 114,875 | 610,000 | 0.37% | ||
| 26 | OTA Financial Group L.P. | 102,031 | 541,000 | 0.33% | ||
| 27 | CITIGROUP INC | 99,895 | 531,000 | 0.32% | ||
| 28 | Laurion Capital Management LP | 99,371 | 528,000 | 0.32% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 92,961 | 493,000 | 0.30% | ||
| 30 | Virtu KCG Holdings LLC | 91,617 | 486,000 | 0.29% | ||
| 31 | ICONIQ Capital, LLC | 81,442 | 432,000 | 0.26% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 81,360 | 432,000 | 0.26% | ||
| 33 | CTC Alternative Strategies, Ltd. | 78,880 | 418,852 | 0.25% | ||
| 34 | DRW Securities, LLC | 70,000 | 372,000 | 0.23% | ||
| 35 | Capital Investment Advisors, LLC | 65,475 | 348,000 | 0.21% | ||
| 36 | Commonwealth Equity Services, Inc | 63,604 | 338,000 | 0.20% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 52,620 | 279,000 | 0.17% | ||
| 38 | WEDBUSH SECURITIES INC | 47,072 | 250,000 | 0.15% | ||
| 39 | HighTower Advisors, LLC | 44,545 | 237,000 | 0.14% | ||
| 40 | Bank of New York Mellon Corp | 41,833 | 222,000 | 0.13% | ||
| 41 | ROYAL BANK OF CANADA | 38,558 | 204,000 | 0.12% | ||
| 42 | CPWM, LLC | 36,335 | 193,000 | 0.12% | ||
| 43 | Sather Financial Group Inc | 34,000 | 181,000 | 0.11% | ||
| 44 | BLACKROCK ADVISORS LLC | 33,771 | 179,000 | 0.11% | ||
| 45 | WFG Advisors, LP | 33,432 | 178,000 | 0.11% | ||
| 46 | GOLDMAN SACHS GROUP INC | 29,977 | 159,000 | 0.10% | ||
| 47 | NATIONAL PLANNING CORP | 28,164 | 147,861 | 0.09% | ||
| 48 | Creative Planning | 27,438 | 146,000 | 0.09% | ||
| 49 | Investors Capital Advisory Services | 27,434 | 145,000 | 0.09% | ||
| 50 | First Allied Advisory Services, Inc. | 24,710 | 130,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
