| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 10,961,103 | 57,545,000 | 32.81% | ||
| 2 | BAILLIE GIFFORD & CO | 3,594,676 | 18,872,000 | 10.76% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 2,537,791 | 13,324,000 | 7.60% | ||
| 4 | Invesco Ltd. | 1,611,970 | 8,463,000 | 4.82% | PRN | |
| 5 | GUGGENHEIM CAPITAL LLC | 1,458,943 | 7,659,000 | 4.37% | ||
| 6 | BESSEMER GROUP INC | 1,392,000 | 7,308,000 | 4.17% | ||
| 7 | 1832 Asset Management L.P. | 1,356,407 | 7,113,000 | 4.06% | ||
| 8 | JPMORGAN CHASE & CO | 1,094,320 | 5,746,000 | 3.28% | ||
| 9 | EATON VANCE MANAGEMENT | 1,034,513 | 5,504,000 | 3.14% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 961,193 | 5,020,000 | 2.86% | ||
| 11 | Trust Asset Management LLC | 789,913 | 4,147,000 | 2.36% | ||
| 12 | ENVESTNET ASSET MANAGEMENT INC | 711,525 | 3,736,000 | 2.13% | ||
| 13 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 709,172 | 3,723,000 | 2.12% | ||
| 14 | JANUS HENDERSON GROUP PLC | 546,000 | 2,867,000 | 1.63% | ||
| 15 | UBS Group AG | 475,762 | 2,498,000 | 1.42% | ||
| 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 468,508 | 2,460,000 | 1.40% | ||
| 17 | LOOMIS SAYLES & CO L P | 450,000 | 2,363,000 | 1.35% | ||
| 18 | WELLS FARGO & COMPANY/MN | 340,890 | 1,789,000 | 1.02% | ||
| 19 | ASSET PLANNING SERVICES, LTD. | 249,206 | 1,308,000 | 0.75% | ||
| 20 | Cetera Advisors LLC | 230,649 | 1,211,000 | 0.69% | ||
| 21 | Horizon Kinetics LLC | 214,738 | 1,127,000 | 0.64% | ||
| 22 | LPL Financial LLC | 197,132 | 1,057,000 | 0.60% | ||
| 23 | BLACKROCK ADVISORS LLC | 157,734 | 828,000 | 0.47% | ||
| 24 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 148,061 | 777,000 | 0.44% | ||
| 25 | STIFEL FINANCIAL CORP | 103,950 | 546,000 | 0.31% | ||
| 26 | OTA Financial Group L.P. | 102,031 | 541,000 | 0.31% | ||
| 27 | HUNTINGTON NATIONAL BANK | 100,603 | 528,000 | 0.30% | PRN | |
| 28 | CITIGROUP INC | 94,486 | 496,000 | 0.28% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 84,713 | 445,000 | 0.25% | ||
| 30 | Advisors Asset Management, Inc. | 80,456 | 422,000 | 0.24% | ||
| 31 | Capital Investment Advisors, LLC | 61,975 | 325,000 | 0.19% | ||
| 32 | AQR ARBITRAGE LLC | 59,637 | 313,000 | 0.18% | ||
| 33 | Commonwealth Equity Services, Inc | 56,383 | 296,000 | 0.17% | ||
| 34 | Bank of New York Mellon Corp | 54,784 | 287,000 | 0.16% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,753 | 267,000 | 0.15% | ||
| 36 | WEDBUSH SECURITIES INC | 47,814 | 251,000 | 0.14% | ||
| 37 | ALLIANCEBERNSTEIN L.P. | 44,274 | 232,000 | 0.13% | ||
| 38 | NATIONAL PLANNING CORP | 41,644 | 220,000 | 0.13% | ||
| 39 | Yorktown Management & Research Co Inc | 40,000 | 210,000 | 0.12% | ||
| 40 | WFG Advisors, LP | 36,968 | 194,000 | 0.11% | ||
| 41 | First Allied Advisory Services, Inc. | 34,690 | 184,000 | 0.10% | ||
| 42 | CPWM, LLC | 34,335 | 180,000 | 0.10% | ||
| 43 | Sather Financial Group Inc | 34,000 | 179,000 | 0.10% | ||
| 44 | GOLDMAN SACHS GROUP INC | 33,533 | 176,000 | 0.10% | ||
| 45 | CREDIT SUISSE AG/ | 31,216 | 164,000 | 0.09% | ||
| 46 | Prospera Financial Services Inc | 27,609 | 145,000 | 0.08% | ||
| 47 | Investors Capital Advisory Services | 27,519 | 144,000 | 0.08% | ||
| 48 | Creative Planning | 26,238 | 138,000 | 0.08% | ||
| 49 | ROYAL BANK OF CANADA | 26,199 | 138,000 | 0.08% | ||
| 50 | Tower Research Capital LLC (TRC) | 26,124 | 137,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
