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VOYA PRIME RATE TR
VOYA PRIME RATE TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 84 Institutional holders with a total value of $195,135,347.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 10,644,791 53,863,000 27.60%
2 BAILLIE GIFFORD & CO 7,294,676 36,911,000 18.92%
3 Invesco Ltd. 3,641,819 18,428,000 9.44%
4 BANK OF AMERICA CORP /DE/ 2,419,444 12,243,000 6.27%
5 1832 Asset Management L.P. 1,684,107 8,553,000 4.38%
6 GUGGENHEIM CAPITAL LLC 1,458,152 7,377,000 3.78%
7 BESSEMER GROUP INC 1,450,000 7,337,000 3.76%
8 JPMORGAN CHASE & CO 1,094,320 5,537,000 2.84%
9 EATON VANCE MANAGEMENT 1,034,513 5,235,000 2.68%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 792,380 4,009,000 2.05%
11 ENVESTNET ASSET MANAGEMENT INC 775,730 3,925,000 2.01%
12 NEWGATE CAPITAL MANAGEMENT LLC 656,895 3,305,000 1.69%
13 JANUS HENDERSON GROUP PLC 546,000 2,763,000 1.42%
14 Kohlberg Kravis Roberts & Co. L.P. 531,319 2,688,000 1.38%
15 UBS Group AG 478,508 2,422,000 1.24%
16 LOOMIS SAYLES & CO L P 450,000 2,277,000 1.17%
17 Janney Montgomery Scott LLC 351,281 1,777,000 0.91%
18 WELLS FARGO & COMPANY/MN 262,178 1,327,000 0.68%
19 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 257,337 1,302,000 0.67%
20 Cambridge Investment Research Advisors, Inc. 254,387 1,287,000 0.66%
21 ASSET PLANNING SERVICES, LTD. 241,319 1,221,000 0.63%
22 Cetera Advisors LLC 230,649 1,166,000 0.60%
23 Advisors Asset Management, Inc. 214,077 1,083,000 0.55%
24 LPL Financial LLC 176,971 885,000 0.45%
25 BLACKROCK ADVISORS LLC 157,734 798,000 0.41%
26 HUNTINGTON NATIONAL BANK 100,603 509,000 0.26% PRN
27 STIFEL FINANCIAL CORP 97,950 496,000 0.25%
28 CITIGROUP INC 94,256 477,000 0.24%
29 Horizon Kinetics LLC 81,487 412,000 0.21%
30 RAYMOND JAMES & ASSOCIATES 79,591 403,000 0.21%
31 Capital Investment Advisors, LLC 60,475 306,000 0.16%
32 AQR ARBITRAGE LLC 58,416 296,000 0.15%
33 WFG Advisors, LP 54,298 275,000 0.14%
34 Commonwealth Equity Services, Inc 51,067 258,000 0.13%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,191 234,000 0.12%
36 WEDBUSH SECURITIES INC 44,362 224,000 0.11%
37 Yorktown Management & Research Co Inc 40,000 202,000 0.10%
38 NATIONAL PLANNING CORP 40,090 201,000 0.10%
39 CPWM, LLC 34,335 174,000 0.09%
40 Sather Financial Group Inc 34,000 172,000 0.09%
41 First Allied Advisory Services, Inc. 33,710 170,000 0.09%
42 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 32,266 163,000 0.08%
43 CREDIT SUISSE AG/ 28,500 144,000 0.07%
44 Prospera Financial Services Inc 27,609 140,000 0.07%
45 Investors Capital Advisory Services 25,064 126,000 0.06%
46 ROYAL BANK OF CANADA 23,713 120,000 0.06%
47 Barrington Strategic Wealth Management Group LLC 21,515 109,000 0.06%
48 PNC FINANCIAL SERVICES GROUP, INC. 21,266 108,000 0.06%
49 Hatteras Investment Partners, LP 21,245 107,000 0.05%
50 Creative Planning 21,238 107,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.