| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 9,780,829 | 53,794,000 | 34.98% | ||
| 2 | Invesco Ltd. | 2,869,499 | 15,782,000 | 10.26% | PRN | |
| 3 | BANK OF AMERICA CORP /DE/ | 2,103,211 | 11,568,000 | 7.52% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,270,724 | 6,990,000 | 4.55% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 1,133,597 | 6,235,000 | 4.05% | ||
| 6 | JPMORGAN CHASE & CO | 1,094,320 | 6,019,000 | 3.91% | ||
| 7 | Bain Capital Credit, LP | 868,333 | 4,776,000 | 3.11% | ||
| 8 | 1832 Asset Management L.P. | 800,000 | 4,404,000 | 2.86% | ||
| 9 | UBS AG | 730,557 | 4,018,000 | 2.61% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 631,743 | 3,475,000 | 2.26% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 587,036 | 3,229,000 | 2.10% | ||
| 12 | JANUS HENDERSON GROUP PLC | 546,000 | 3,003,000 | 1.95% | ||
| 13 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 524,798 | 2,886,000 | 1.88% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 491,319 | 2,702,000 | 1.76% | ||
| 15 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 461,792 | 2,540,000 | 1.65% | ||
| 16 | CORNERSTONE ADVISORS INC | 419,246 | 2,306,000 | 1.50% | ||
| 17 | Trust Asset Management LLC | 367,418 | 2,127,000 | 1.38% | ||
| 18 | CREDIT SUISSE AG/ | 332,928 | 1,831,000 | 1.19% | ||
| 19 | Horizon Kinetics LLC | 300,395 | 1,652,000 | 1.07% | ||
| 20 | WELLS FARGO & COMPANY/MN | 287,034 | 1,578,000 | 1.03% | ||
| 21 | Cetera Advisors LLC | 235,940 | 1,299,000 | 0.84% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 179,044 | 985,000 | 0.64% | ||
| 23 | HUNTINGTON NATIONAL BANK | 164,871 | 907,000 | 0.59% | PRN | |
| 24 | LPL Financial LLC | 164,361 | 899,000 | 0.58% | ||
| 25 | IMA Advisory Services, Inc. | 148,050 | 814,000 | 0.53% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 136,144 | 748,000 | 0.49% | ||
| 27 | STIFEL FINANCIAL CORP | 113,000 | 622,000 | 0.40% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 96,217 | 529,000 | 0.34% | ||
| 29 | ICONIQ Capital, LLC | 81,742 | 450,000 | 0.29% | ||
| 30 | OPPENHEIMER & CO INC | 81,203 | 447,000 | 0.29% | ||
| 31 | Capital Investment Advisors, LLC | 62,325 | 343,000 | 0.22% | ||
| 32 | Commonwealth Equity Services, Inc | 62,251 | 342,000 | 0.22% | ||
| 33 | GREAT LAKES ADVISORS, LLC | 60,523 | 333,000 | 0.22% | ||
| 34 | WEDBUSH SECURITIES INC | 52,360 | 288,000 | 0.19% | ||
| 35 | Winslow, Evans & Crocker, Inc. | 47,018 | 258,596 | 0.17% | ||
| 36 | HighTower Advisors, LLC | 44,545 | 245,000 | 0.16% | ||
| 37 | Virtu KCG Holdings LLC | 43,201 | 238,000 | 0.15% | ||
| 38 | Bank of New York Mellon Corp | 41,001 | 226,000 | 0.15% | ||
| 39 | CPWM, LLC | 36,335 | 200,000 | 0.13% | ||
| 40 | Sather Financial Group Inc | 34,000 | 187,000 | 0.12% | ||
| 41 | ROYAL BANK OF CANADA | 33,301 | 184,000 | 0.12% | ||
| 42 | Investors Capital Advisory Services | 28,630 | 157,000 | 0.10% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 27,334 | 150,000 | 0.10% | ||
| 44 | Creative Planning | 27,238 | 150,000 | 0.10% | ||
| 45 | First Allied Advisory Services, Inc. | 25,990 | 148,000 | 0.10% | ||
| 46 | NATIONAL PLANNING CORP | 26,664 | 146,000 | 0.09% | ||
| 47 | WESTPORT RESOURCES MANAGEMENT INC | 22,013 | 121,000 | 0.08% | ||
| 48 | Cetera Advisor Networks LLC | 20,816 | 115,000 | 0.07% | ||
| 49 | Eidelman Virant Capital | 20,000 | 110,000 | 0.07% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 20,000 | 110,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
