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VOYA PRIME RATE TR
VOYA PRIME RATE TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 89 Institutional holders with a total value of $220,688,216.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 9,395,807 52,053,000 23.59%
2 BAILLIE GIFFORD & CO 7,294,676 40,413,000 18.31%
3 JPMORGAN CHASE & CO 3,026,439 16,767,000 7.60%
4 BESSEMER GROUP INC 1,967,620 10,901,000 4.94%
5 Invesco Ltd. 1,919,070 10,631,000 4.82%
6 BANK OF AMERICA CORP /DE/ 1,912,013 10,592,000 4.80%
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,553,581 8,607,000 3.90%
8 JANUS HENDERSON GROUP PLC 1,367,364 7,571,000 3.43%
9 Westchester Capital Management, LLC 1,089,555 6,036,000 2.74%
10 EATON VANCE MANAGEMENT 1,034,513 5,731,000 2.60%
11 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 892,011 4,942,000 2.24%
12 1832 Asset Management L.P. 834,107 4,621,000 2.09%
13 WELLS FARGO & COMPANY/MN 589,259 3,264,000 1.48%
14 Advisors Asset Management, Inc. 556,151 3,081,000 1.40%
15 UBS Group AG 531,778 2,947,000 1.34%
16 LOOMIS SAYLES & CO L P 444,500 2,463,000 1.12%
17 Bain Capital Credit, LP 406,028 2,249,000 1.02%
18 Cetera Advisors LLC 364,009 2,014,000 0.91%
19 Ionic Capital Management LLC 352,857 1,955,000 0.89%
20 LPL Financial LLC 345,173 1,923,000 0.87%
21 GUGGENHEIM CAPITAL LLC 321,901 1,783,000 0.81%
22 STIFEL FINANCIAL CORP 300,707 1,670,000 0.76%
23 COMERICA SECURITIES INC 255,528 1,416,000 0.64%
24 Capital Investment Advisors, LLC 251,075 1,391,000 0.63%
25 ASSET PLANNING SERVICES, LTD. 211,480 1,172,000 0.53%
26 Autus Asset Management, LLC 203,255 1,126,000 0.51%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 197,473 1,094,000 0.50%
28 ROBINSON CAPITAL MANAGEMENT, LLC 196,300 1,088,000 0.49%
29 Cambridge Investment Research Advisors, Inc. 185,437 1,027,000 0.47%
30 CREDIT SUISSE AG/ 171,130 948,000 0.43%
31 GENTRUST, LLC 155,999 868,000 0.39%
32 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 142,498 789,000 0.36%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 86,345 479,000 0.22%
34 OTA Financial Group L.P. 67,947 376,000 0.17%
35 RAYMOND JAMES & ASSOCIATES 65,724 364,000 0.16%
36 WEDBUSH SECURITIES INC 63,800 353,000 0.16%
37 SHUFRO ROSE & CO LLC 58,000 321,000 0.15%
38 MARINER INVESTMENT GROUP LLC 55,731 309,000 0.14%
39 HighTower Advisors, LLC 54,030 299,000 0.14%
40 MILLENNIUM MANAGEMENT LLC 49,811 276,000 0.13%
41 First Allied Advisory Services, Inc. 48,612 269,000 0.12%
42 NATIONAL PLANNING CORP 47,815 268,000 0.12%
43 WFG Advisors, LP 47,750 265,000 0.12%
44 Jaffetilchin Investment Partners, LLC 47,924 265,000 0.12%
45 ROYAL BANK OF CANADA 47,363 262,000 0.12%
46 Virtu KCG Holdings LLC 45,512 252,000 0.11%
47 Raymond James Financial Services Advisors, Inc. 44,904 249,000 0.11%
48 OPPENHEIMER & CO INC 36,000 199,000 0.09%
49 CPWM, LLC 34,771 193,000 0.09%
50 Cetera Advisor Networks LLC 34,182 189,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.