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CREDIT SUISSE HIGH YIELD BD
CREDIT SUISSE HIGH YIELD BD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 30 Institutional holders with a total value of $7,114,729.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 453,538 1,447,000 20.34%
2 LPL Financial LLC 324,441 1,035,000 14.55%
3 GUGGENHEIM CAPITAL LLC 272,464 869,000 12.21%
4 Psagot Value Holdings Ltd. 131,351 419,000 5.89%
5 MORGAN STANLEY 127,650 407,000 5.72%
6 Investors Capital Advisory Services 122,868 391,000 5.50%
7 BANK OF AMERICA CORP /DE/ 100,865 322,000 4.53%
8 CREDIT SUISSE AG/ 97,719 312,000 4.39%
9 IFC Holdings Incorporated/FL 96,083 310,000 4.36%
10 AMERICAN INTERNATIONAL GROUP, INC. 95,280 303,944 4.27%
11 WELLS FARGO & COMPANY/MN 83,585 267,000 3.75%
12 UBS AG 46,411 148,000 2.08%
13 NATIONAL PLANNING CORP 45,337 146,000 2.05%
14 ROYAL BANK OF CANADA 42,261 135,000 1.90%
15 Creative Planning 35,232 112,000 1.57%
16 MSI Financial Services Inc 25,881 83,000 1.17%
17 MONROE BANK & TRUST/MI 22,759 73,000 1.03%
18 Virtu KCG Holdings LLC 17,850 57,000 0.80%
19 HIGHLAND CAPITAL MANAGEMENT LP 15,575 50,000 0.70%
20 Annex Advisory Services, LLC 15,571 50,000 0.70%
21 Cambridge Investment Research Advisors, Inc. 15,037 48,000 0.67%
22 HighTower Advisors, LLC 12,672 40,000 0.56%
23 Advisors Asset Management, Inc. 7,428 24,000 0.34%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,230 23,000 0.32%
25 NEW ENGLAND SECURITIES CORP /MA/ 4,897 16,000 0.22%
26 ENVESTNET ASSET MANAGEMENT INC 4,317 14,000 0.20%
27 CITIGROUP INC 1,800 6,000 0.08%
28 Highlander Capital Management, LLC 1,500 4,785 0.07%
29 Winch Advisory Services, LLC 360 1,000 0.01%
30 B. Riley Wealth Management, Inc. 450 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.