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CREDIT SUISSE HIGH YIELD BD
CREDIT SUISSE HIGH YIELD BD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 42 Institutional holders with a total value of $13,369,569.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 1,025,827 2,872,000 21.48%
2 LPL Financial LLC 681,035 1,907,000 14.26%
3 Invesco Ltd. 588,629 1,648,000 12.33%
4 MARINER INVESTMENT GROUP LLC 338,155 947,000 7.08%
5 DOLIVER ADVISORS, LP 230,983 646,000 4.83%
6 GUGGENHEIM CAPITAL LLC 230,468 645,000 4.82%
7 WELLS FARGO & COMPANY/MN 228,670 640,000 4.79%
8 Arete Wealth Advisors, LLC 150,824 422,000 3.16%
9 WOLVERINE ASSET MANAGEMENT LLC 130,871 366,000 2.74%
10 Investors Capital Advisory Services 121,547 340,000 2.54%
11 MORGAN STANLEY 116,137 325,000 2.43%
12 BANK OF AMERICA CORP /DE/ 100,865 282,000 2.11%
13 AMERICAN INTERNATIONAL GROUP, INC. 92,852 259,986 1.94%
14 IFC Holdings Incorporated/FL 82,633 233,000 1.74%
15 Shaker Financial Services, LLC 68,629 192,000 1.44%
16 UBS Group AG 64,937 182,000 1.36%
17 Psagot Value Holdings Ltd. 61,189 171,000 1.28%
18 Bank of New York Mellon Corp 53,315 149,000 1.11%
19 Traynor Capital Management, Inc. 52,079 145,000 1.08%
20 Sigma Planning Corp 47,551 133,000 0.99%
21 ROYAL BANK OF CANADA 43,032 120,000 0.90%
22 CREDIT SUISSE AG/ 37,800 106,000 0.79%
23 NATIONAL PLANNING CORP 35,578 99,263 0.74%
24 Cambridge Investment Research Advisors, Inc. 29,627 83,000 0.62%
25 MSI Financial Services Inc 24,756 69,000 0.52%
26 MONROE BANK & TRUST/MI 22,759 64,000 0.48%
27 Annex Advisory Services, LLC 22,921 64,000 0.48%
28 Commonwealth Equity Services, Inc 17,140 48,000 0.36%
29 TWO SIGMA SECURITIES, LLC 14,353 40,000 0.30%
30 HighTower Advisors, LLC 12,672 35,000 0.26%
31 Creative Planning 11,969 34,000 0.25%
32 UMB Bank, n.a. 10,000 28,000 0.21%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,354 21,000 0.16%
34 Advisors Asset Management, Inc. 7,287 20,000 0.15%
35 Financial Architects, Inc 3,000 8,000 0.06%
36 B. Riley Wealth Advisors, Inc. 2,000 6,000 0.04%
37 NEXT Financial Group, Inc 2,000 6,000 0.04%
38 Stratos Wealth Partners, LTD. 1,900 5,320 0.04%
39 Highlander Capital Management, LLC 1,500 4,000 0.03%
40 CITIGROUP INC 1,000 3,000 0.02%
41 B. Riley Wealth Management, Inc. 605 1,000 0.01%
42 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.