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CREDIT SUISSE HIGH YIELD BD
CREDIT SUISSE HIGH YIELD BD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $8,489,076.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 655,316 2,038,000 24.01%
2 Invesco Ltd. 544,788 1,684,000 19.84%
3 GUGGENHEIM CAPITAL LLC 338,046 1,045,000 12.31%
4 WELLS FARGO & COMPANY/MN 249,093 770,000 9.07%
5 AMERICAN INTERNATIONAL GROUP, INC. 133,476 412,441 4.86%
6 MORGAN STANLEY 119,433 368,000 4.33%
7 Investors Capital Advisory Services 118,358 365,000 4.30%
8 BANK OF AMERICA CORP /DE/ 100,865 312,000 3.68%
9 IFC Holdings Incorporated/FL 95,033 288,000 3.39%
10 Psagot Value Holdings Ltd. 61,189 189,000 2.23%
11 UBS AG 54,707 169,000 1.99%
12 ROYAL BANK OF CANADA 38,459 119,000 1.40%
13 CREDIT SUISSE AG/ 37,800 117,000 1.38%
14 Cambridge Investment Research Advisors, Inc. 31,037 96,000 1.13%
15 NATIONAL PLANNING CORP 30,469 95,000 1.12%
16 MSI Financial Services Inc 24,570 76,000 0.90%
17 MONROE BANK & TRUST/MI 22,759 70,000 0.82%
18 Creative Planning 20,004 62,000 0.73%
19 Annex Advisory Services, LLC 15,571 48,000 0.57%
20 HighTower Advisors, LLC 12,672 39,000 0.46%
21 DOLIVER ADVISORS, LP 11,910 37,000 0.44%
22 Advisors Asset Management, Inc. 7,287 23,000 0.27%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,289 23,000 0.27%
24 ENVESTNET ASSET MANAGEMENT INC 4,317 13,000 0.15%
25 Financial Architects, Inc 3,000 9,000 0.11%
26 CITIGROUP INC 1,800 6,000 0.07%
27 NEXT Financial Group, Inc 2,000 6,000 0.07%
28 Highlander Capital Management, LLC 1,500 4,635 0.05%
29 AMERICAN ASSET MANAGEMENT INC. 1,000 3,000 0.04%
30 Winch Advisory Services, LLC 260 1,000 0.01%
31 B. Riley Wealth Management, Inc. 605 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.