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CREDIT SUISSE HIGH YIELD BD
CREDIT SUISSE HIGH YIELD BD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 49 Institutional holders with a total value of $11,188,422.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 878,217 1,994,000 17.82%
2 MARINER INVESTMENT GROUP LLC 587,104 1,333,000 11.91%
3 Advisors Asset Management, Inc. 509,826 1,157,000 10.34%
4 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 282,476 641,000 5.73%
5 SG Americas Securities, LLC 282,367 641,000 5.73%
6 WOLVERINE ASSET MANAGEMENT LLC 281,400 638,000 5.70%
7 DOLIVER ADVISORS, LP 234,937 533,000 4.76%
8 WELLS FARGO & COMPANY/MN 223,729 508,000 4.54%
9 CLOUGH CAPITAL PARTNERS L P 208,432 473,000 4.23%
10 LPL Financial LLC 178,447 402,000 3.59%
11 Investors Capital Advisory Services 152,777 346,000 3.09%
12 BANK OF AMERICA CORP /DE/ 118,490 269,000 2.40%
13 PVG Asset Management 111,455 253,002 2.26%
14 MORGAN STANLEY 96,989 220,000 1.97%
15 Laurion Capital Management LP 93,925 213,000 1.90%
16 UBS Group AG 69,404 158,000 1.41%
17 Kamunting Street Capital Management, L.P. 65,000 148,000 1.32%
18 IFC Holdings Incorporated/FL 57,778 135,000 1.21%
19 INVESTMENT CENTERS OF AMERICA INC 46,700 106,000 0.95%
20 GUGGENHEIM CAPITAL LLC 45,690 104,000 0.93%
21 ROYAL BANK OF CANADA 45,680 103,000 0.92%
22 CREDIT SUISSE AG/ 37,800 86,000 0.77%
23 Virtu KCG Holdings LLC 35,258 80,000 0.72%
24 Sigma Planning Corp 27,159 62,000 0.55%
25 Cambridge Investment Research Advisors, Inc. 25,691 58,000 0.52%
26 MSI Financial Services Inc 25,410 58,000 0.52%
27 Traynor Capital Management, Inc. 23,757 53,000 0.47%
28 MONROE BANK & TRUST/MI 22,759 52,000 0.46%
29 Annex Advisory Services, LLC 22,921 52,000 0.46%
30 Sunbelt Securities, Inc. 21,516 48,420 0.43%
31 Curi Capital, LLC 17,931 41,000 0.37%
32 First Allied Advisory Services, Inc. 18,000 41,000 0.37%
33 Shaker Financial Services, LLC 15,700 36,000 0.32%
34 Creative Planning 12,097 27,000 0.24%
35 NATIONAL PLANNING CORP 10,344 25,000 0.22%
36 UMB Bank, n.a. 10,000 23,000 0.21%
37 Psagot Value Holdings Ltd. 8,428 19,000 0.17%
38 AMERICAN INTERNATIONAL GROUP, INC. 5,879 13,000 0.12%
39 PNC FINANCIAL SERVICES GROUP, INC. 4,910 11,000 0.10%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,924 7,000 0.06%
41 GUPTA WEALTH MANAGEMENT LLC 3,160 7,000 0.06%
42 CITIGROUP INC 2,400 5,000 0.04%
43 Highlander Capital Management, LLC 1,500 3,000 0.03%
44 INTEGRATED WEALTH MANAGEMENT 1,000 2,000 0.02%
45 Allworth Financial LP 700 2,000 0.02%
46 Windsor Capital Management, LLC 800 1,000 0.01%
47 Winch Advisory Services, LLC 289 1,000 0.01%
48 BALENTINE LLC 142 0 0.00%
49 WEALTHFRONT CORP 103 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.