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ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 142 Institutional holders with a total value of $677,057,313.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 FLOOD GAMBLE ASSOCIATES INC 10,000 283,000 0.04%
102 Louisiana State Employees Retirement System 12,000 274,000 0.04%
103 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 11,999 274,000 0.04%
104 RAYMOND JAMES & ASSOCIATES 11,883 271,000 0.04%
105 CAPSTONE ASSET MANAGEMENT CO 11,523 263,000 0.04%
106 STONERIDGE INVESTMENT PARTNERS LLC 10,961 250,000 0.04%
107 Cubist Systematic Strategies, LLC 10,600 242,000 0.04%
108 ProShare Advisors LLC 10,577 241,000 0.04%
109 KARPAS STRATEGIES, LLC 10,468 239,000 0.04%
110 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 10,397 237,000 0.04%
111 AMERICAN NATIONAL INSURANCE CO 9,900 226,000 0.03%
112 THRIVENT FINANCIAL FOR LUTHERANS 9,500 217,000 0.03%
113 CITIGROUP INC 9,349 213,000 0.03%
114 PDT Partners, LLC 9,287 212,000 0.03%
115 NISA INVESTMENT ADVISORS, LLC 8,900 203,000 0.03%
116 MANAGED ACCOUNT ADVISORS LLC 8,917 203,000 0.03%
117 Index Management Solutions, LLC 8,921 203,000 0.03%
118 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 8,144 186,000 0.03%
119 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 8,100 185,000 0.03%
120 Quantbot Technologies LP 8,155 185,000 0.03%
121 FEDERATED HERMES, INC. 7,805 178,000 0.03%
122 Municipal Employees' Retirement System of Michigan 6,600 150,000 0.02%
123 PRELUDE CAPITAL MANAGEMENT, LLC 6,600 150,000 0.02%
124 PineBridge Investments, L.P. 5,659 129,000 0.02%
125 WELLS FARGO & COMPANY/MN 4,683 107,000 0.02%
126 Legal & General Group Plc 3,782 88,000 0.01%
127 ACADIAN ASSET MANAGEMENT LLC 3,601 82,000 0.01%
128 BNP PARIBAS FINANCIAL MARKETS 2,275 51,870 0.01%
129 Parallax Volatility Advisers, L.P. 1,800 41,000 0.01% Put
130 CANADA LIFE ASSURANCE Co 1,792 41,000 0.01%
131 Parallax Volatility Advisers, L.P. 1,600 36,000 0.01% Call
132 FIFTH THIRD BANCORP 1,505 34,000 0.01%
133 US BANCORP \DE\ 1,439 33,000 0.00%
134 Tower Research Capital LLC (TRC) 1,050 24,000 0.00%
135 TEACHER RETIREMENT SYSTEM OF TEXAS 934 21,000 0.00%
136 BlackRock Finance, Inc. 813 18,000 0.00%
137 FIRST NEW YORK SECURITIES LLC /NY 680 15,504 0.00%
138 BANK OF MONTREAL /CAN/ 470 11,000 0.00%
139 Parallax Volatility Advisers, L.P. 496 11,000 0.00%
140 PNC FINANCIAL SERVICES GROUP, INC. 180 4,000 0.00%
141 LADENBURG THALMANN FINANCIAL SERVICES INC. 180 4,000 0.00%
142 Gemmer Asset Management LLC 61 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.