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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $90,154,066.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Jefferies Group LLC 1,504,090 65,819,000 73.01%
2 MORGAN STANLEY 171,985 7,526,000 8.35%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 101,734 4,452,000 4.94%
4 JANE STREET GROUP, LLC 65,566 2,869,000 3.18%
5 Institute for Wealth Management, LLC. 59,624 2,609,000 2.89%
6 ROYAL BANK OF CANADA 45,247 1,980,000 2.20%
7 BANK OF AMERICA CORP /DE/ 32,460 1,420,000 1.58%
8 Creative Planning 18,000 788,000 0.87%
9 SignalPoint Asset Management, LLC 15,337 671,000 0.74%
10 ENVESTNET ASSET MANAGEMENT INC 12,959 567,000 0.63%
11 CITIGROUP INC 7,012 307,000 0.34%
12 Placemark Investments, Inc. 5,576 244,000 0.27%
13 Cambridge Investment Research Advisors, Inc. 5,398 236,000 0.26%
14 LPL Financial LLC 5,341 234,000 0.26%
15 AMERIPRISE FINANCIAL INC 3,380 183,000 0.20%
16 AMERICAN INTERNATIONAL GROUP, INC. 2,044 89,445 0.10%
17 UBS AG 1,575 69,000 0.08%
18 WELLS FARGO & COMPANY/MN 1,201 53,000 0.06%
19 Winslow, Evans & Crocker, Inc. 814 35,621 0.04%
20 BANK OF MONTREAL /CAN/ 50 2,000 0.00%
21 Shamrock Asset Management LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.